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NEETUL K SHARMA
CRD#: 5858452
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CITIGROUP GLOBAL MARKETS INC.CRD#: 7059 3800 CITIGROUP CTR DR
TAMPA, FL 33610
TAMPA, FL 33610
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Disclosures
9
Years of Experience
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State Registrations
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Florida 9/23/2020
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New York 11/18/2020
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Florida 6/2/2021
SRO Registrations
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Registered with this firm since 6/2/2021
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Registered with this firm since 9/23/2020
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 01/20/2021 - 02/23/2021 | TAMPA, FL | |
IA | 11/07/2016 - 07/23/2019 | McLean, VA | |
B | 11/07/2016 - 06/11/2019 | MCLEAN, VA | |
IA | 07/27/2015 - 10/17/2016 | RESTON, VA | |
B | 07/27/2015 - 10/17/2016 | MCLEAN, VA | |
B | 04/01/2014 - 03/06/2015 | NEWARK, DE | |
IA | 02/05/2011 - 02/24/2011 | FALLS CHURCH, VA | |
B | 12/14/2010 - 02/24/2011 | FALLS CHURCH, VA |
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Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.