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Brandi Kae Maxwell
BRANDI K MAXWELL, Brandi Maxwell
CRD#: 5857235
IA
Investment Adviser
B
Broker
J.P. MORGAN SECURITIES LLCCRD#: 79 7806 Dodge St
Omaha, NE 68114
Registration History
2010201220142016201820202022202420262 FIRMS2017 - 2020 (3 years)2 FIRMS2020 - Present (4 years)BPACIFIC SELECT DISTRIBUTORS, LLC (CRD# 4452)2015 - 2017 (1 year)BJ.P. MORGAN SECURITIES LLC (CRD# 79)2012 - 2015 (3 years)BCHASE INVESTMENT SERVICES CORP. (CRD# 25574)2010 - 2012 (1 year)
License(s)

State Registrations

B
Alabama 11/15/2024

B
Nebraska 9/22/2020

B
Alaska 11/15/2024

IA
Nebraska 9/25/2020

B
Arizona 11/15/2024

B
Nevada 4/16/2021

B
Arkansas 11/15/2024

B
New Hampshire 11/15/2024

B
California 11/15/2024

B
New Jersey 1/21/2021

B
Colorado 8/26/2022

B
New Mexico 11/15/2024

B
Connecticut 11/15/2024

B
New York 7/2/2021

B
Delaware 11/15/2024

B
North Carolina 11/15/2024

B
District of Columbia 11/15/2024

B
North Dakota 11/15/2024

B
Florida 1/21/2022

B
Ohio 11/15/2024

B
Georgia 4/11/2023

B
Oklahoma 11/15/2024

B
Hawaii 11/15/2024

B
Oregon 11/15/2024

B
Idaho 9/22/2020

B
Pennsylvania 11/15/2024

B
Illinois 11/15/2024

B
Puerto Rico 11/15/2024

B
Indiana 10/29/2021

B
Rhode Island 11/15/2024

B
Iowa 1/14/2021

B
South Carolina 11/15/2024

B
Kansas 9/22/2020

B
South Dakota 7/26/2021

IA
Kansas 10/21/2020

B
Tennessee 11/15/2024

B
Kentucky 11/15/2024

B
Texas 10/2/2020

B
Louisiana 11/15/2024

IA
Texas 10/5/2020

B
Maine 11/15/2024

B
Utah 8/19/2022

B
Maryland 11/15/2024

B
Vermont 11/15/2024

B
Massachusetts 11/15/2024

B
Virgin Islands 11/15/2024

B
Michigan 3/11/2022

B
Virginia 11/15/2024

B
Minnesota 11/15/2024

B
Washington 9/22/2020

B
Mississippi 11/15/2024

B
West Virginia 11/15/2024

B
Missouri 9/22/2020

B
Wisconsin 11/15/2024

B
Montana 11/15/2024

B
Wyoming 11/15/2024

SRO Registrations

B
BOX Exchange LLC

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe C2 Exchange, Inc.

B
Cboe EDGA Exchange, Inc.

B
Cboe EDGX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Investors' Exchange LLC

B
Long-Term Stock Exchange, Inc.

B
MEMX LLC

B
MIAX Emerald, LLC

B
MIAX PEARL, LLC

B
MIAX Sapphire

B
Miami International Securities Exchange, LLC

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE Chicago, Inc.

B
NYSE National, Inc.

B
Nasdaq BX, Inc.

B
Nasdaq GEMX, LLC

B
Nasdaq ISE, LLC

B
Nasdaq MRX, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
J.P. MORGAN SECURITIES LLC (CRD#:79)
7806 Dodge St, Omaha, NE 68114
4700 W 119th St, Leawood, KS 66209
Registered with this firm since 9/25/2020

B
J.P. MORGAN SECURITIES LLC (CRD#:79)
7806 Dodge St, Omaha, NE 68114
4700 W 119th St, Leawood, KS 66209
Registered with this firm since 9/22/2020

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
08/28/2017 - 09/01/2020 EDWARD JONES (CRD#:250) GRETNA, NE
B
07/07/2017 - 09/01/2020 EDWARD JONES (CRD#:250) GRETNA, NE
B
12/09/2015 - 07/05/2017 PACIFIC SELECT DISTRIBUTORS, LLC (CRD#:4452) OMAHA, NE
B
10/01/2012 - 10/29/2015 J.P. MORGAN SECURITIES LLC (CRD#:79) GIG HARBOR, WA
B
11/09/2010 - 10/01/2012 CHASE INVESTMENT SERVICES CORP. (CRD#:25574) GIG HARBOR, WA
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.