• Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
MICHAEL OSBORN
MICHAEL CARL OSBORN JR., MICHAEL CARL OSBORN, Michael C. Osborn
CRD#: 5855809
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 1970 W NEW HAVEN AVE
MELBOURNE, FL 32904
Registration History
2010201220142016201820202022202420262 FIRMS2011 - 2012 (1 year)2 FIRMS2013 - 2020 (7 years)2 FIRMS2020 - Present (4 years)BMORGAN STANLEY SMITH BARNEY (CRD# 149777)2010 - 2011 (<1 year)IAMORGAN STANLEY SMITH BARNEY LLC (CRD# 149777)2011 - 2011 (<1 year)
Disclosure(s)
View By:
4/5/2018
Customer Dispute
Denied
License(s)

State Registrations

B
Florida 6/1/2020

B
South Carolina 6/1/2020

IA
Florida 6/2/2020

B
Tennessee 11/10/2021

B
Illinois 5/22/2024

B
Texas 6/1/2020

B
Michigan 9/15/2020

IA
Texas 6/1/2020

B
Minnesota 5/21/2021

B
Virginia 6/1/2020

B
New Jersey 8/24/2023

B
Wisconsin 6/1/2020

B
New York 4/9/2024

IA
Wisconsin 6/1/2020

B
North Carolina 4/9/2024

SRO Registrations

B
Cboe BZX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE Chicago, Inc.

B
Nasdaq GEMX, LLC

B
Nasdaq ISE, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
1970 W NEW HAVEN AVE, MELBOURNE, FL 32904
Registered with this firm since 6/1/2020

B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
1970 W NEW HAVEN AVE, MELBOURNE, FL 32904
Registered with this firm since 6/1/2020

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
01/29/2013 - 06/10/2020 J.P. MORGAN SECURITIES LLC (CRD#:79) OCONOMOWOC, WI
B
01/29/2013 - 06/10/2020 J.P. MORGAN SECURITIES LLC (CRD#:79) OCONOMOWOC, WI
IA
08/22/2011 - 12/04/2012 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) LAGUNA NIGUEL, CA
B
08/19/2011 - 12/04/2012 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) LAGUNA NIGUEL, CA
IA
01/10/2011 - 09/09/2011 MORGAN STANLEY SMITH BARNEY LLC (CRD#:149777) LAGUNA NIGUEL, CA
B
12/15/2010 - 09/09/2011 MORGAN STANLEY SMITH BARNEY (CRD#:149777) LAGUNA NIGUEL, CA
For additional information about investment advisers or broker-dealers, please visit
B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.