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KEVIN J ZEZULA
KEVIN JOSEPH ZEZULA, Kevin J Zezula
CRD#: 5855345
IA
B
AMERIPRISE FINANCIAL SERVICES, LLCCRD#: 6363 101 W BIG BEAVER RD
STE 425
TROY, MI 48084
STE 425
TROY, MI 48084
0
Disclosures
14
Years of Experience
View By:
State Registrations
B
Alabama 5/21/2024
B
Nevada 3/12/2021
B
Arizona 5/21/2024
B
New Jersey 5/21/2024
B
California 5/6/2024
B
New York 5/21/2024
B
Colorado 3/12/2021
B
Ohio 3/12/2021
B
Florida 11/13/2023
B
Pennsylvania 5/21/2024
B
Georgia 5/26/2022
B
South Carolina 4/11/2022
B
Illinois 3/12/2021
B
Texas 1/24/2023
B
Maryland 3/12/2021
IA
Texas 1/24/2023
B
Michigan 3/12/2021
B
Virginia 2/8/2024
IA
Michigan 3/12/2021
SRO Registrations
B
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IA
Registered with this firm since 3/12/2021
B
Registered with this firm since 3/12/2021
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 06/04/2015 - 03/31/2021 | ROCHESTER, MI | |
B | 06/04/2015 - 03/31/2021 | ROCHESTER, MI | |
IA | 04/11/2011 - 06/05/2015 | BLOOMFIELD HILLS, MI | |
B | 12/20/2010 - 06/05/2015 | BLOOMFIELD HILLS, MI |
BLOOMFIELD HILLS, MI
04/11/2011 - 06/05/2015
BLOOMFIELD HILLS, MI
12/20/2010 - 06/05/2015
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.