Individual Firm
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GIGI G SANCHEZ
GIGI VANESSA GUERRA, GIGI GUERRA
CRD#: 5854871
IA
B
MORGAN STANLEYCRD#: 149777 200 South Biscayne Boulevard
Suite 1100
Miami, FL 33131
Suite 1100
Miami, FL 33131
0
Disclosures
12
Years of Experience
View By:
State Registrations
B
California 6/17/2024
B
Nevada 1/13/2025
B
Delaware 5/31/2023
B
Texas 10/23/2015
B
Florida 10/23/2015
IA
Texas 2/15/2017
IA
Florida 10/29/2015
B
Virginia 11/15/2016
B
Maryland 10/23/2015
B
Washington 1/29/2024
SRO Registrations
B
B
B
B
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IA
Registered with this firm since 10/29/2015
B
Registered with this firm since 10/23/2015
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 09/06/2012 - 10/26/2015 | MIAMI, FL | |
B | 06/21/2012 - 10/26/2015 | MIAMI, FL |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.