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Detailed Report
FRANKLIN SHEARWOOD BRIZENDINE, III
TRIPP BRIZENDINE
CRD#: 5852673
IA
Investment Adviser
B
Broker
OSAIC WEALTH, INC.CRD#: 23131 2021 Shepherds Vineyard Dr Ste 100
Apex, NC 27502
Registration History
201220142016201820202022202420262 FIRMS2011 - 2012 (1 year)2 FIRMS2013 - 2023 (9 years)2 FIRMS2023 - 2024 (1 year)2 FIRMS2024 - Present (<1 year)BMWA FINANCIAL SERVICES INC. (CRD# 112630)2011 - 2011 (<1 year)
License(s)

State Registrations

B
California 6/14/2024
B
North Carolina 6/14/2024
B
Colorado 6/14/2024
IA
North Carolina 6/14/2024
B
Florida 6/14/2024
B
South Carolina 6/14/2024
B
Georgia 6/14/2024
IA
South Carolina 6/14/2024
B
New York 6/14/2024
B
Virginia 6/14/2024

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
OSAIC WEALTH, INC. (CRD#:23131)
2021 Shepherds Vineyard Dr Ste 100, Apex, NC 27502
Registered with this firm since 6/14/2024
B
OSAIC WEALTH, INC. (CRD#:23131)
2021 Shepherds Vineyard Dr Ste 100, Apex, NC 27502
Registered with this firm since 6/14/2024
Previous Registration(s)
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IA
 01/05/2023 - 06/14/2024 SECURITIES AMERICA ADVISORS, INC. (CRD#:110518) Apex, NC
B
 01/05/2023 - 06/14/2024 SECURITIES AMERICA, INC. (CRD#:10205) Apex, NC
IA
 04/09/2013 - 01/11/2023 PRUDENTIAL FINANCIAL PLANNING SERVICES (CRD#:5685) Raleigh, NC
B
 04/09/2013 - 01/11/2023 PRUCO SECURITIES, LLC. (CRD#:5685) Raleigh, NC
IA
 02/22/2011 - 12/18/2012 WOODBURY FINANCIAL SERVICES, INC. (CRD#:421) RALEIGH, NC
B
 02/22/2011 - 12/18/2012 WOODBURY FINANCIAL SERVICES, INC. (CRD#:421) RALEIGH, NC
B
 01/07/2011 - 02/24/2011 MWA FINANCIAL SERVICES INC. (CRD#:112630) CARY, NC
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.