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Detailed Report
Robert Iocco
BOBBY IOCCO
CRD#: 5852374
IA
Investment Adviser
B
Broker
MORGAN STANLEYCRD#: 149777 1787 Sentry Parkway West
Building 18 Street 440
Blue Bell, PA 19422
Registration History
2010201220142016201820202022202420262 FIRMS2013 - 2017 (4 years)2 FIRMS2017 - Present (8 years)BVANGUARD MARKETING CORPORATION (CRD# 7452)2010 - 2013 (2 years)
License(s)

State Registrations

B
Arizona 6/29/2017
B
Nevada 10/24/2023
B
California 6/29/2017
B
New Jersey 6/29/2017
B
Colorado 2/16/2018
B
New York 6/29/2017
B
Connecticut 6/29/2017
B
North Carolina 3/6/2025
B
Delaware 6/29/2017
B
Ohio 6/30/2017
B
District of Columbia 11/27/2018
B
Oregon 6/17/2020
B
Florida 6/29/2017
B
Pennsylvania 3/8/2017
B
Georgia 3/21/2024
IA
Pennsylvania 3/8/2017
B
Illinois 5/10/2023
B
Rhode Island 6/29/2017
B
Indiana 5/11/2018
B
South Carolina 6/29/2017
B
Kentucky 1/28/2019
B
Texas 6/29/2017
B
Maryland 6/29/2017
IA
Texas 4/15/2020
B
Massachusetts 6/29/2017
B
Virginia 8/7/2024
B
Michigan 6/29/2017
B
Washington 5/3/2021
B
Nebraska 6/4/2024
B
Wyoming 6/29/2017

SRO Registrations

B
 FINRA
B
 NYSE American LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MORGAN STANLEY (CRD#:149777)
1787 Sentry Parkway West Building 18 Street 440, Blue Bell, PA 19422
Registered with this firm since 3/8/2017
B
MORGAN STANLEY (CRD#:149777)
1787 Sentry Parkway West Building 18 Street 440, Blue Bell, PA 19422
Registered with this firm since 3/8/2017
Previous Registration(s)
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IA
 03/18/2013 - 02/02/2017 DELAWARE CAPITAL MANAGEMENT ADVISERS, INC (CRD#:152237) PHILADELPHIA, PA
B
 01/23/2013 - 02/02/2017 DELAWARE DISTRIBUTORS, L.P. (CRD#:14232) PHILADELPHIA, PA
B
 11/25/2010 - 01/25/2013 VANGUARD MARKETING CORPORATION (CRD#:7452) MALVERN, PA
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.