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Juan M Garcia
JUAN MANUEL GARCIA
CRD#: 5852036
IA
Investment Adviser
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Previous Broker
HOLISTIC CAPITALCRD#: 332028 68 HARRISON AVE
STE 605 PMB
BOSTON, MA 02111
Registration History
201320142015201620172018201920202021202220232024202520262 FIRMS2015 - 2021 (5 years)2 FIRMS2022 - 2022 (<1 year)IAHOLISTIC CAPITAL (CRD# 332028)2025 - Present (<1 year)BMFS FUND DISTRIBUTORS, INC. (CRD# 31052)2014 - 2015 (1 year)BFIDELITY BROKERAGE SERVICES LLC (CRD# 7784)2013 - 2014 (<1 year)
Disclosure(s)
View By:
4/4/2024
Criminal
Pending Charge
License(s)

State Registrations

IA
Massachusetts 1/22/2025

Current Registration(s)
IA
HOLISTIC CAPITAL (CRD#:332028)
68 HARRISON AVE STE 605 PMB, BOSTON, MA 02111
Registered with this firm since 1/22/2025

Previous Registration(s)
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IA
03/23/2022 - 06/17/2022 MORGAN STANLEY (CRD#:149777) Palo Alto, CA
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03/28/2022 - 06/17/2022 MORGAN STANLEY (CRD#:149777) Palo Alto, CA
IA
09/23/2015 - 05/17/2021 EATON VANCE MANAGEMENT (CRD#:104859) BOSTON, MA
B
06/22/2015 - 05/17/2021 EATON VANCE DISTRIBUTORS, INC. (CRD#:37731) BOSTON, MA
B
02/12/2014 - 05/27/2015 MFS FUND DISTRIBUTORS, INC. (CRD#:31052) BOSTON, MA
B
05/27/2013 - 01/17/2014 FIDELITY BROKERAGE SERVICES LLC (CRD#:7784) MERRIMACK, NH
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.