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KAITLIN D BRANCACCIO
Kaitlin Duff Brancaccio, KAITLIN G DUFF, KAITLIN GALLAGHER DUFF MS., KAITLIN GALLAGHER DUFF, Kaitlin Duff
CRD#: 5852016
IA
B
MORGAN STANLEYCRD#: 149777 1747 Pennsylvania Ave NW
Suite 900
Washington, DC 20006
Suite 900
Washington, DC 20006
0
Disclosures
12
Years of Experience
View By:
State Registrations
B
Alabama 7/16/2019
B
Montana 7/16/2019
B
Alaska 7/16/2019
B
Nebraska 7/16/2019
B
Arizona 7/16/2019
B
Nevada 7/2/2019
B
Arkansas 7/16/2019
B
New Hampshire 7/16/2019
B
California 7/16/2019
B
New Jersey 7/16/2019
B
Colorado 7/16/2019
B
New Mexico 7/16/2019
B
Connecticut 7/16/2019
B
New York 7/2/2019
B
Delaware 7/16/2019
B
North Carolina 7/16/2019
B
District of Columbia 6/17/2019
B
North Dakota 7/16/2019
IA
District of Columbia 6/24/2019
B
Ohio 7/17/2019
B
Florida 7/2/2019
B
Oklahoma 7/16/2019
B
Georgia 7/16/2019
B
Oregon 7/16/2019
B
Hawaii 7/16/2019
B
Pennsylvania 7/16/2019
B
Idaho 7/16/2019
B
Puerto Rico 7/16/2019
B
Illinois 7/16/2019
B
Rhode Island 7/16/2019
B
Indiana 7/16/2019
B
South Carolina 7/16/2019
B
Iowa 7/16/2019
B
South Dakota 7/16/2019
B
Kansas 7/16/2019
B
Tennessee 7/16/2019
B
Kentucky 7/16/2019
B
Texas 7/16/2019
B
Louisiana 7/16/2019
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Texas 4/23/2020
B
Maine 7/16/2019
B
Utah 7/16/2019
B
Maryland 7/2/2019
B
Vermont 7/16/2019
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Maryland 11/12/2024
B
Virgin Islands 7/16/2019
B
Massachusetts 7/16/2019
B
Virginia 6/17/2019
B
Michigan 7/16/2019
B
Washington 7/16/2019
B
Minnesota 7/16/2019
B
West Virginia 7/16/2019
B
Mississippi 7/16/2019
B
Wisconsin 7/16/2019
B
Missouri 7/16/2019
B
Wyoming 7/2/2019
SRO Registrations
B
B
B
B
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IA
Registered with this firm since 6/24/2019
B
Registered with this firm since 6/17/2019
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
B | 03/09/2018 - 03/26/2019 | WASHINGTON, DC | |
IA | 07/28/2015 - 01/09/2018 | NEW YORK, NY | |
B | 11/22/2011 - 01/09/2018 | NEW YORK, NY |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.