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Detailed Report
CLARE GOLDEN GOLLA
CLARE GOLLA
CRD#: 5851253
IA
Investment Adviser
B
Broker
SANFORD C. BERNSTEIN & CO., LLCCRD#: 104474 227 WEST MONROE Street
SUITE 5900
CHICAGO, IL 60606
Registration History
201220142016201820202022202420262 FIRMS2011 - Present (14 years)IASANFORD C. BERNSTEIN & CO., LLC (CRD# 104474)2024 - Present (1 year)
License(s)

State Registrations

B
Arizona 11/27/2013
B
Missouri 2/4/2015
B
California 1/24/2011
B
Nevada 8/14/2015
B
Colorado 11/27/2013
B
New Jersey 12/9/2020
B
Delaware 4/6/2020
B
New Mexico 12/9/2020
IA
District of Columbia 3/10/2015
B
New York 5/6/2014
B
District of Columbia 2/13/2018
B
North Carolina 2/6/2020
B
Florida 1/10/2011
B
Ohio 11/9/2015
IA
Florida 2/5/2018
B
Pennsylvania 8/19/2015
B
Georgia 11/21/2022
B
Tennessee 4/26/2016
B
Illinois 1/24/2011
B
Texas 2/7/2024
IA
Illinois 1/24/2011
IA
Texas 3/8/2024
B
Indiana 10/22/2013
B
Vermont 2/13/2018
B
Maryland 7/11/2016
B
Virginia 12/3/2020
B
Massachusetts 2/13/2018
B
Washington 7/6/2022
B
Michigan 10/12/2016
B
Wisconsin 1/24/2011
B
Minnesota 6/17/2011

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
SANFORD C. BERNSTEIN & CO., LLC (CRD#:104474)
227 WEST MONROE Street SUITE 5900, CHICAGO, IL 60606
Registered with this firm since 3/8/2024
IA
ALLIANCEBERNSTEIN L.P. (CRD#:108477)
227 WEST MONROE AVENUE SUITE 5900, CHICAGO, IL 60606
Registered with this firm since 1/24/2011
B
SANFORD C. BERNSTEIN & CO., LLC (CRD#:104474)
227 WEST MONROE Street SUITE 5900, CHICAGO, IL 60606
Registered with this firm since 1/10/2011
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.