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RICHARD PAUL LUPKES
RICH PAUL LUPKES, RICHARD LUPKES
CRD#: 5850770
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 100 S ASHLEY DR 9TH FL
[D7*/F6-RBO]
TAMPA, FL 33602
Registration History
2010201220142016201820202022202420262 FIRMS2014 - Present (10 years)BJ.P. MORGAN SECURITIES LLC (CRD# 79)2010 - 2014 (3 years)
License(s)

State Registrations

B
Florida 9/25/2014

B
Michigan 9/25/2014

IA
Florida 12/23/2014

SRO Registrations

B
Cboe Exchange, Inc.

B
FINRA

B
NYSE American LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

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Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
100 S ASHLEY DR 9TH FL [D7*/F6-RBO], TAMPA, FL 33602
Registered with this firm since 12/23/2014

B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
100 S ASHLEY DR 9TH FL [D7*/F6-RBO], TAMPA, FL 33602
Registered with this firm since 9/25/2014

Previous Registration(s)
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B
12/21/2010 - 07/09/2014 J.P. MORGAN SECURITIES LLC (CRD#:79) TROY, MI
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B
Broker
IA
Investment Adviser
Disclosures
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