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Donald Scott Beal
D SCOTT BEAL, DON BEAL, DONALD SCOTT BEAL, SCOTT BEAL
CRD#: 5849939
IA
B
EDWARD JONESCRD#: 250 3821 N 167TH CT
SUITE 120
OMAHA, NE 68116-8070
SUITE 120
OMAHA, NE 68116-8070
0
Disclosures
14
Years of Experience
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State Registrations
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Alabama 1/18/2022
B
Nebraska 1/27/2016
B
Arizona 5/2/2017
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Nebraska 3/11/2016
B
Arkansas 7/22/2020
B
Oklahoma 1/5/2023
B
California 3/23/2016
B
Oregon 5/22/2023
B
Colorado 10/26/2023
B
South Carolina 10/31/2017
B
Florida 7/21/2022
B
South Dakota 1/17/2024
B
Indiana 12/7/2022
B
Texas 3/23/2016
B
Iowa 3/23/2016
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Texas 12/3/2018
B
Minnesota 3/23/2016
SRO Registrations
B
B
B
B
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Registered with this firm since 3/11/2016
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Registered with this firm since 1/7/2016
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 04/08/2013 - 12/11/2015 | OMAHA, NE | |
IA | 12/10/2010 - 01/11/2013 | OMAHA, NE | |
B | 11/05/2010 - 01/11/2013 | OMAHA, NE |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.