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CHAFFON D RANKIN
CHAFFON RANKIN, CHAY RANKIN
CRD#: 5849657
IA
B
MORGAN STANLEYCRD#: 149777 545 Metro Place South
Suite 300
Dublin, OH 43017
Suite 300
Dublin, OH 43017
0
Disclosures
14
Years of Experience
View By:
State Registrations
B
Alabama 10/6/2023
B
New Jersey 10/6/2023
B
Arizona 10/6/2023
B
New Mexico 10/6/2023
B
California 10/6/2023
B
New York 10/6/2023
B
Colorado 10/6/2023
B
North Carolina 10/6/2023
B
District of Columbia 10/6/2023
B
Ohio 10/6/2023
B
Florida 10/6/2023
IA
Ohio 10/19/2023
B
Georgia 10/6/2023
B
Oklahoma 10/6/2023
B
Illinois 10/6/2023
B
Pennsylvania 10/6/2023
B
Kansas 10/6/2023
B
Puerto Rico 10/6/2023
B
Kentucky 10/6/2023
B
Rhode Island 10/6/2023
B
Louisiana 10/6/2023
B
South Carolina 10/6/2023
B
Maryland 10/6/2023
B
Tennessee 10/6/2023
B
Massachusetts 10/6/2023
B
Texas 10/6/2023
B
Michigan 10/6/2023
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Texas 10/6/2023
B
Missouri 10/6/2023
B
Virginia 10/6/2023
B
Montana 10/6/2023
B
West Virginia 10/6/2023
B
Nevada 10/6/2023
B
Wyoming 10/6/2023
SRO Registrations
B
B
B
B
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IA
Registered with this firm since 10/6/2023
B
Registered with this firm since 10/6/2023
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 05/29/2012 - 10/19/2023 | COLUMBUS, OH | |
B | 05/24/2012 - 10/19/2023 | COLUMBUS, OH | |
IA | 03/04/2011 - 05/17/2012 | COLUMBUS, OH | |
B | 02/24/2011 - 05/17/2012 | COLUMBUS, OH | |
B | 12/08/2010 - 01/10/2011 | COLUMBUS, OH |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.