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Detailed Report
CAVETT ROBERT COOPER
CRD#: 5849390
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Investment Adviser
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Previous Broker
ONEASCENT FINANCIAL SERVICES LLCCRD#: 284549 23 Inverness Center Parkway
Suite 100
Birmingham, AL 35242
Registration History
201220142016201820202022202420262 FIRMS2011 - 2011 (<1 year)2 FIRMS2012 - 2017 (5 years)IAONEASCENT FINANCIAL SERVICES LLC (CRD# 284549)2017 - Present (8 years)
License(s)

State Registrations

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Alabama 3/22/2017
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Texas 6/25/2019
Current Registration(s)
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ONEASCENT FINANCIAL SERVICES LLC (CRD#:284549)
23 Inverness Center Parkway Suite 100, Birmingham, AL 35242
Registered with this firm since 3/22/2017
Previous Registration(s)
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 04/02/2012 - 02/22/2017 AMERIPRISE FINANCIAL SERVICES, INC. (CRD#:6363) HUNTSVILLE, AL
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 02/20/2012 - 02/22/2017 AMERIPRISE FINANCIAL SERVICES, INC. (CRD#:6363) HUNTSVILLE, AL
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 04/25/2011 - 09/26/2011 MORGAN KEEGAN & COMPANY, INC. (CRD#:4161) MEMPHIS, TN
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 02/16/2011 - 03/18/2011 PARK AVENUE SECURITIES LLC (CRD#:46173) BIRMINGHAM, AL
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
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Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.