Investment Adviser Public Disclosure SECNASAASECNASAASECNASAA
  • Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
< Back to Results
Detailed Report
JASON ANTHONY PFANNENSTIEL
CRD#: 5849124
IA
Investment Adviser
B
Previous Broker
BORDEAUX WEALTH ADVISORSCRD#: 287758 1550 EL CAMINO REAL
SUITE 100
MENLO PARK, CA 94025
Registration History
201220142016201820202022202420262 FIRMS2011 - 2013 (2 years)IABORDEAUX WEALTH ADVISORS (CRD# 287758)2018 - Present (6 years)BSANCTUARY SECURITIES LLC (CRD# 144091)2013 - 2016 (2 years)IAMIRADOR CAPITAL PARTNERS (CRD# 173764)2015 - 2018 (3 years)IASANCTUARY WEALTH ADVISORS LLC (CRD# 150212)2013 - 2015 (1 year)
License(s)

State Registrations

IA
California 11/1/2018
Current Registration(s)
IA
BORDEAUX WEALTH ADVISORS (CRD#:287758)
1550 EL CAMINO REAL SUITE 100, MENLO PARK, CA 94025
Registered with this firm since 11/1/2018
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 01/27/2015 - 10/16/2018 MIRADOR CAPITAL PARTNERS (CRD#:173764) Menlo Park, CA
B
 07/10/2013 - 03/01/2016 SANCTUARY SECURITIES LLC (CRD#:144091) PLEASANTON, CA
IA
 07/10/2013 - 02/09/2015 SANCTUARY WEALTH ADVISORS LLC (CRD#:150212) PLEASANTON, CA
IA
 02/11/2011 - 07/24/2013 MORGAN STANLEY (CRD#:149777) PALO ALTO, CA
B
 01/10/2011 - 07/24/2013 MORGAN STANLEY (CRD#:149777) PALO ALTO, CA
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.