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Detailed Report
GARY ANTHONY GAROFALO
CRD#: 5848739
IA
Investment Adviser
B
Broker
PRIMERICA ADVISORSCRD#: 10111 2220 PLAINFIELD PIKE
CRANSTON, RI 02921
Registration History
201020122014201620182020202220242026IAPRIMERICA ADVISORS (CRD# 10111)2012 - Present (13 years)BPFS INVESTMENTS INC. (CRD# 10111)2010 - Present (14 years)
License(s)

State Registrations

B
Florida 2/4/2020
B
Rhode Island 12/2/2010
B
Massachusetts 2/4/2020
IA
Rhode Island 3/28/2012

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
PRIMERICA ADVISORS (CRD#:10111)
2220 PLAINFIELD PIKE, CRANSTON, RI 02921
Registered with this firm since 3/28/2012
B
PFS INVESTMENTS INC. (CRD#:10111)
2220 PLAINFIELD PIKE, CRANSTON, RI 02921
Registered with this firm since 11/18/2010
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.