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Detailed Report
Registration History
2010201220142016201820202022202420262 FIRMS2018 - 2018 (<1 year)2 FIRMS2018 - 2019 (<1 year)2 FIRMS2022 - Present (2 years)BSIGNATOR INVESTORS, INC. (CRD# 468)2012 - 2016 (4 years)BMETLIFE SECURITIES INC. (CRD# 14251)2010 - 2012 (1 year)IAIAMS WEALTH MANAGEMENT, LLC (CRD# 286085)2021 - 2022 (1 year)IASIGNATOR INVESTORS, INC. (CRD# 468)2016 - 2016 (<1 year)IASIGNATOR INVESTORS, INC. (CRD# 468)2012 - 2014 (1 year)IAMETLIFE SECURITIES INC. (CRD# 14251)2011 - 2012 (1 year)
Disclosure(s)
View By:
1/1/2010
Judgment / Lien
License(s)

State Registrations

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New Hampshire 10/5/2022
Current Registration(s)
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LINCOLN INVESTMENT (CRD#:519)
642 Central Ave, Dover, NH 03820
Registered with this firm since 10/5/2022
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CAPITAL ANALYSTS (CRD#:162200)
642 Central Avenue, Dover, NH 03820
Registered with this firm since 10/5/2022
Previous Registration(s)
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 08/05/2021 - 10/06/2022 IAMS WEALTH MANAGEMENT, LLC (CRD#:286085) Fremont, NH
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 11/02/2018 - 09/17/2019 ROYAL ALLIANCE ASSOCIATES, INC. (CRD#:23131) BARRINGTON, NH
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 11/02/2018 - 09/17/2019 ROYAL ALLIANCE ASSOCIATES, INC. (CRD#:23131) BARRINGTON, NH
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 03/28/2018 - 11/02/2018 SIGNATOR INVESTORS, INC. (CRD#:468) BARRINGTON, NH
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 03/27/2018 - 11/02/2018 SIGNATOR INVESTORS, INC. (CRD#:468) BARRINGTON, NH
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 02/23/2016 - 12/31/2016 SIGNATOR INVESTORS, INC. (CRD#:468) BARRINGTON, NH
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 09/06/2012 - 12/31/2016 SIGNATOR INVESTORS, INC. (CRD#:468) BARRINGTON, NH
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 12/03/2012 - 04/23/2014 SIGNATOR INVESTORS, INC. (CRD#:468) BARRINGTON, NH
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 09/28/2011 - 09/12/2012 METLIFE SECURITIES INC. (CRD#:14251) EXETER, NH
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 10/06/2010 - 09/12/2012 METLIFE SECURITIES INC. (CRD#:14251) EXETER, NH
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
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Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.