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MATTHEW ROSS DUPLECHAIN
MATTHEW DUPLECHAIN
CRD#: 5847592
IA
B
NEWEDGE ADVISORSCRD#: 171351 858 CAMP STREET
NEW ORLEANS, LA 70130
NEW ORLEANS, LA 70130
LPL FINANCIAL LLCCRD#: 6413 10235 JEFFERSON HWY.
BUILDING 6, SUITE A
BATON ROUGE, LA 70809
BUILDING 6, SUITE A
BATON ROUGE, LA 70809
0
Disclosures
14
Years of Experience
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State Registrations
B
Alabama 6/24/2014
B
Montana 12/1/2022
B
Arizona 5/19/2015
B
Nebraska 5/23/2022
B
Arkansas 3/29/2016
B
Nevada 6/20/2014
B
California 6/20/2014
B
New Jersey 6/20/2014
B
Colorado 6/20/2014
B
New Mexico 6/20/2014
B
Delaware 6/20/2014
B
New York 6/20/2014
B
District of Columbia 2/3/2016
B
North Carolina 6/20/2014
B
Florida 6/20/2014
B
Ohio 6/20/2014
B
Georgia 6/20/2014
B
Oklahoma 1/22/2015
B
Idaho 3/29/2016
B
Oregon 6/20/2014
B
Illinois 6/20/2014
B
Pennsylvania 6/20/2014
B
Indiana 2/21/2018
B
Rhode Island 6/20/2014
B
Iowa 3/29/2016
B
South Carolina 6/20/2014
B
Kansas 9/21/2015
B
South Dakota 2/26/2021
B
Kentucky 3/29/2016
B
Tennessee 3/19/2021
B
Louisiana 6/20/2014
B
Texas 6/20/2014
IA
Louisiana 6/23/2014
IA
Texas 6/24/2014
B
Maryland 3/29/2016
B
Vermont 6/20/2014
B
Massachusetts 9/9/2014
B
Virginia 6/20/2014
B
Michigan 6/20/2014
B
Washington 6/20/2014
B
Minnesota 3/1/2017
B
West Virginia 10/3/2014
B
Mississippi 6/20/2014
B
Wisconsin 3/29/2016
IA
Mississippi 1/8/2023
B
Wyoming 3/29/2016
B
Missouri 6/20/2014
SRO Registrations
B
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IA
Registered with this firm since 6/23/2014
B
Registered with this firm since 6/20/2014
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 12/07/2012 - 06/23/2014 | BATON ROUGE, LA | |
B | 12/07/2012 - 06/23/2014 | BATON ROUGE, LA | |
IA | 10/15/2010 - 12/07/2012 | BATON ROUGE, LA | |
B | 11/19/2010 - 12/07/2012 | BATON ROUGE, LA |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.