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Clayton Lewis Knoke
CLAYTON L KNOKE
CRD#: 5847242
IA
B
EDWARD JONESCRD#: 250 640 23rd St S Suite 102
Wisconsin Rapids, WI 54494
Wisconsin Rapids, WI 54494
0
Disclosures
14
Years of Experience
View By:
State Registrations
B
Arizona 2/15/2022
B
New Mexico 12/23/2020
B
Arkansas 10/30/2023
B
North Carolina 9/25/2020
B
California 1/26/2023
B
North Dakota 10/13/2023
B
Florida 9/25/2020
B
Ohio 12/6/2021
B
Hawaii 9/17/2024
B
Oregon 5/21/2024
B
Idaho 11/20/2024
B
South Carolina 2/7/2024
B
Illinois 3/21/2023
B
Texas 9/29/2023
B
Iowa 10/13/2023
IA
Texas 10/17/2023
B
Kansas 10/13/2023
B
Utah 4/17/2024
B
Michigan 7/21/2022
B
Wisconsin 9/25/2020
B
Minnesota 9/25/2020
IA
Wisconsin 9/25/2020
B
Missouri 5/23/2022
SRO Registrations
B
B
B
B
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IA
Registered with this firm since 9/25/2020
B
Registered with this firm since 9/25/2020
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 04/17/2017 - 09/22/2020 | St. Paul, MN | |
B | 04/12/2017 - 09/22/2020 | St. Paul, MN | |
IA | 11/19/2010 - 03/16/2017 | BURNSVILLE, MN | |
B | 10/29/2010 - 03/16/2017 | BURNSVILLE, MN |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.