• Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
Emily E Zimmerman
EMILY ELLEN ZIMMERMAN, EMILY ZIMMERMAN
CRD#: 5845698
IA
Investment Adviser
B
Previous Broker
SPECTRUM INVESTMENT ADVISORS, INC.CRD#: 108669 6329 WEST MEQUON ROAD
MEQUON, WI 53092
Registration History
201220142016201820202022202420262 FIRMS2011 - 2015 (4 years)2 FIRMS2015 - 2016 (<1 year)2 FIRMS2016 - 2018 (1 year)2 FIRMS2018 - 2022 (3 years)IASPECTRUM INVESTMENT ADVISORS, INC. (CRD# 108669)2022 - Present (3 years)
License(s)

State Registrations

IA
Wisconsin 1/27/2022

Current Registration(s)
IA
SPECTRUM INVESTMENT ADVISORS, INC. (CRD#:108669)
6329 WEST MEQUON ROAD, MEQUON, WI 53092
Registered with this firm since 1/27/2022

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
07/03/2018 - 01/07/2022 TRANSAMERICA RETIREMENT ADVISORS, LLC (CRD#:107319) Oak Creek, WI
B
07/03/2018 - 01/07/2022 TRANSAMERICA INVESTORS SECURITIES CORPORATION (CRD#:32205) HARRISON, NY
IA
08/09/2016 - 06/28/2018 AXA ADVISORS, LLC (CRD#:6627) WAUKESHA, WI
B
08/09/2016 - 06/28/2018 AXA ADVISORS, LLC (CRD#:6627) WAUKESHA, WI
IA
11/06/2015 - 08/15/2016 RAYMOND JAMES & ASSOCIATES, INC. (CRD#:705) Waukesha, WI
B
11/06/2015 - 08/15/2016 RAYMOND JAMES & ASSOCIATES, INC. (CRD#:705) Waukesha, WI
IA
09/26/2011 - 11/10/2015 WELLS FARGO ADVISORS, LLC (CRD#:19616) WAUKESHA, WI
B
03/31/2011 - 11/10/2015 WELLS FARGO ADVISORS, LLC (CRD#:19616) WAUKESHA, WI
For additional information about investment advisers or broker-dealers, please visit
B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.