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Detailed Report
DAVID M AFRAIMI
CRD#: 5844646
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Investment Adviser
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Previous Broker
CREATIVEONE WEALTH, LLCCRD#: 281213 165 South Union Boulevard
Suite 675
Lakewood, CO 80228
Registration History
2010201220142016201820202022202420262 FIRMS2016 - 2019 (3 years)IACREATIVEONE WEALTH, LLC (CRD# 281213)2019 - Present (5 years)BAXA ADVISORS, LLC (CRD# 6627)2010 - 2016 (5 years)IAAXA ADVISORS, LLC (CRD# 6627)2012 - 2016 (3 years)
License(s)

State Registrations

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Colorado 7/1/2019
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Texas 7/8/2019
Current Registration(s)
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CREATIVEONE WEALTH, LLC (CRD#:281213)
165 South Union Boulevard Suite 675, Lakewood, CO 80228
Registered with this firm since 7/1/2019
Previous Registration(s)
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 07/05/2016 - 08/08/2019 CLIENT ONE SECURITIES LLC (CRD#:152974) DENVER, CO
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 07/05/2016 - 08/08/2019 CLIENT ONE SECURITIES LLC (CRD#:152974) DENVER, CO
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 08/01/2012 - 07/12/2016 AXA ADVISORS, LLC (CRD#:6627) DENVER, CO
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 12/14/2010 - 07/12/2016 AXA ADVISORS, LLC (CRD#:6627) DENVER, CO
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
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Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.