• Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
CZARINA LAGMAN FRIAS
CZARINA L FRIAS, GARINA (MISPELLING) FRIAS, Czarina Lagman Frias, Czarina Frias
CRD#: 5843959
IA
Investment Adviser
B
Broker
DUNHAM & ASSOCIATES INVESTMENT COUNSEL, INC.CRD#: 13162 6256 GREENWICH DRIVE
SUITE 550
SAN DIEGO, CA 92122
Registration History
20172018201920202021202220232024202520262 FIRMS2019 - 2022 (3 years)2 FIRMS2023 - Present (1 year)BPRUCO SECURITIES, LLC. (CRD# 5685)2017 - 2019 (1 year)
License(s)

State Registrations

B
California 4/26/2023

IA
California 4/26/2023

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
DUNHAM & ASSOCIATES INVESTMENT COUNSEL, INC. (CRD#:13162)
6256 GREENWICH DRIVE SUITE 550, SAN DIEGO, CA 92122
6256 GREENWICH DRIVE SUITE 550, SAN DIEGO, CA 92122
Registered with this firm since 4/26/2023

B
DUNHAM & ASSOCIATES INVESTMENT COUNSEL, INC. (CRD#:13162)
6256 GREENWICH DRIVE SUITE 550, SAN DIEGO, CA 92122
6256 GREENWICH DRIVE SUITE 550, SAN DIEGO, CA 92122
Registered with this firm since 4/26/2023

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
09/27/2019 - 07/27/2022 DUNHAM & ASSOCIATES INVESTMENT COUNSEL, INC. (CRD#:13162) SAN DIEGO, CA
B
05/30/2019 - 07/27/2022 DUNHAM & ASSOCIATES INVESTMENT COUNSEL, INC. (CRD#:13162) SAN DIEGO, CA
B
11/15/2017 - 05/17/2019 PRUCO SECURITIES, LLC. (CRD#:5685) SAN DIEGO, CA
For additional information about investment advisers or broker-dealers, please visit
B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.