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Katie Elizabeth Pederson
KATIE ELIZABETH HART, KATIE HART
CRD#: 5842922
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B
EDWARD JONESCRD#: 250 1010 E MAIN ST STE B
BOZEMAN, MT 59715-0000
BOZEMAN, MT 59715-0000
0
Disclosures
14
Years of Experience
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State Registrations
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Alaska 3/14/2024
B
New York 11/15/2013
B
Arizona 11/18/2013
B
North Carolina 5/25/2011
B
California 7/8/2011
B
North Dakota 4/11/2022
B
Colorado 4/15/2013
B
Oklahoma 10/17/2022
B
Florida 9/18/2012
B
Oregon 5/25/2011
B
Hawaii 6/10/2024
B
Pennsylvania 2/27/2014
B
Idaho 1/18/2011
B
Texas 11/15/2013
B
Illinois 8/5/2015
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Texas 1/9/2019
B
Iowa 4/1/2014
B
Utah 10/4/2024
B
Michigan 7/25/2023
B
Virginia 12/24/2013
B
Montana 7/8/2011
B
Washington 11/1/2010
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Montana 7/1/2013
B
West Virginia 11/15/2013
B
Nevada 12/9/2021
B
Wisconsin 9/12/2011
B
New Mexico 9/28/2016
SRO Registrations
B
B
B
B
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Registered with this firm since 11/1/2010
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Registered with this firm since 10/18/2010
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Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.