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Detailed Report
Katie Elizabeth Pederson
KATIE ELIZABETH HART, KATIE HART
CRD#: 5842922
IA
Investment Adviser
B
Broker
EDWARD JONESCRD#: 250 1010 E MAIN ST STE B
BOZEMAN, MT 59715-0000
Registration History
2010201220142016201820202022202420262 FIRMS2010 - Present (14 years)
License(s)

State Registrations

B
Alaska 3/14/2024
B
New York 11/15/2013
B
Arizona 11/18/2013
B
North Carolina 5/25/2011
B
California 7/8/2011
B
North Dakota 4/11/2022
B
Colorado 4/15/2013
B
Oklahoma 10/17/2022
B
Florida 9/18/2012
B
Oregon 5/25/2011
B
Hawaii 6/10/2024
B
Pennsylvania 2/27/2014
B
Idaho 1/18/2011
B
Texas 11/15/2013
B
Illinois 8/5/2015
IA
Texas 1/9/2019
B
Iowa 4/1/2014
B
Utah 10/4/2024
B
Michigan 7/25/2023
B
Virginia 12/24/2013
B
Montana 7/8/2011
B
Washington 11/1/2010
IA
Montana 7/1/2013
B
West Virginia 11/15/2013
B
Nevada 12/9/2021
B
Wisconsin 9/12/2011
B
New Mexico 9/28/2016

SRO Registrations

B
 FINRA
B
 NYSE American LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
EDWARD JONES (CRD#:250)
1010 E MAIN ST STE B, BOZEMAN, MT 59715-0000
Registered with this firm since 11/1/2010
B
EDWARD JONES (CRD#:250)
1010 E MAIN ST STE B, BOZEMAN, MT 59715-0000
Registered with this firm since 10/18/2010
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.