Individual Firm
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Jeiccy James Hakim
JEICCY HAKIM
CRD#: 5842825
IA
B
EDWARD JONESCRD#: 250 12121 WICKCHESTER LN SUITE 375
HOUSTON, TX 77079-1230
HOUSTON, TX 77079-1230
0
Disclosures
13
Years of Experience
View By:
State Registrations
B
California 8/20/2020
B
Rhode Island 4/18/2023
B
Florida 4/18/2023
B
Tennessee 7/24/2024
B
Mississippi 4/9/2024
B
Texas 3/15/2019
B
North Carolina 1/5/2021
IA
Texas 3/15/2019
B
Oklahoma 1/2/2025
B
Virginia 8/6/2019
SRO Registrations
B
B
B
B
View Exams Passed by the individual in the detailed report
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IA
Registered with this firm since 3/15/2019
B
Registered with this firm since 3/15/2019
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 11/29/2018 - 04/08/2019 | Houston, TX | |
B | 09/06/2018 - 04/08/2019 | HOUSTON, TX | |
IA | 08/11/2017 - 12/31/2018 | HOUSTON, TX | |
B | 07/17/2015 - 09/07/2018 | HOUSTON, TX | |
IA | 07/17/2015 - 10/10/2017 | HOUSTON, TX | |
IA | 01/11/2013 - 07/15/2015 | HOUSTON, TX | |
B | 07/12/2012 - 07/15/2015 | HOUSTON, TX | |
IA | 11/01/2010 - 07/21/2011 | BELLAIRE, TX | |
B | 10/18/2010 - 07/21/2011 | BELLAIRE, TX |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.