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Detailed Report
FELIPE CASTANEDA
CRD#: 5840926
IA
Investment Adviser
B
Broker
PRIVATE ADVISOR GROUP, LLCCRD#: 155216 2137 Embassy Drive, Suite 117
Lancaster, PA 17603
LPL FINANCIAL LLCCRD#: 6413 2137 EMBASSY DRIVE SUITE 117
LANCASTER, PA 17603
Registration History
2010201220142016201820202022202420263 FIRMS2018 - 2019 (1 year)2 FIRMS2019 - Present (5 years)BSCOTTRADE, INC. (CRD# 8206)2010 - 2018 (7 years)IASCOTTRADE INVESTMENT MANAGEMENT (CRD# 169988)2017 - 2018 (<1 year)
License(s)

State Registrations

B
Pennsylvania 10/1/2019
IA
Pennsylvania 10/3/2019

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
PRIVATE ADVISOR GROUP, LLC (CRD#:155216)
2137 Embassy Drive, Suite 117, Lancaster, PA 17603
Registered with this firm since 10/3/2019
B
LPL FINANCIAL LLC (CRD#:6413)
2137 EMBASSY DRIVE SUITE 117, LANCASTER, PA 17603
Registered with this firm since 10/1/2019
Previous Registration(s)
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IA
 02/27/2018 - 09/11/2019 TD AMERITRADE, INC. (CRD#:7870) YORK, PA
IA
 02/26/2018 - 09/11/2019 TD AMERITRADE INVESTMENT MANAGEMENT, LLC (CRD#:111514) York, PA
B
 02/26/2018 - 09/11/2019 TD AMERITRADE, INC. (CRD#:7870) YORK, PA
IA
 05/10/2017 - 02/26/2018 SCOTTRADE INVESTMENT MANAGEMENT (CRD#:169988) SAINT LOUIS, MO
B
 12/20/2010 - 02/26/2018 SCOTTRADE, INC. (CRD#:8206) YORK, PA
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.