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CHRISTOPHER PATRICK CIOFFI
CHRISTOPHER P CIOFFI
CRD#: 5840919
IA
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FIDELITY PERSONAL AND WORKPLACE ADVISORSCRD#: 288590 100 HOWE DRIVE COVINGTON
COVINGTON, KY 41015
COVINGTON, KY 41015
FIDELITY BROKERAGE SERVICES LLCCRD#: 7784 100 HOWE DRIVE
COVINGTON, KY 41015
COVINGTON, KY 41015
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Disclosures
14
Years of Experience
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State Registrations
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Alabama 1/5/2011
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Nebraska 1/5/2011
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Alaska 1/5/2011
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Nevada 1/5/2011
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Arizona 12/2/2010
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New Hampshire 1/5/2011
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Arkansas 1/5/2011
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New Jersey 12/2/2010
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California 12/2/2010
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New Mexico 1/5/2011
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Colorado 12/2/2010
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New York 12/2/2010
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Connecticut 12/2/2010
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North Carolina 12/6/2010
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Delaware 1/5/2011
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North Dakota 2/5/2013
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District of Columbia 1/5/2011
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Ohio 1/5/2011
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Florida 12/2/2010
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Oklahoma 1/5/2011
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Georgia 12/2/2010
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Oregon 1/5/2011
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Hawaii 1/5/2011
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Pennsylvania 12/2/2010
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Idaho 1/5/2011
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Puerto Rico 2/5/2013
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Illinois 12/2/2010
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Rhode Island 1/5/2011
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Indiana 12/2/2010
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South Carolina 1/5/2011
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Iowa 1/5/2011
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South Dakota 2/5/2013
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Kansas 1/5/2011
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Tennessee 2/5/2013
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Kentucky 11/30/2010
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Texas 12/2/2010
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Kentucky 7/13/2018
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Texas 7/13/2018
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Louisiana 1/5/2011
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Utah 1/5/2011
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Maine 1/5/2011
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Vermont 1/5/2011
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Maryland 12/2/2010
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Virgin Islands 1/6/2017
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Massachusetts 12/2/2010
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Virginia 12/2/2010
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Michigan 12/2/2010
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Washington 12/2/2010
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Minnesota 12/2/2010
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West Virginia 1/5/2011
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Mississippi 1/5/2011
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Wisconsin 12/2/2010
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Missouri 12/2/2010
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Wyoming 1/5/2011
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Montana 1/5/2011
SRO Registrations
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Registered with this firm since 7/13/2018
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Registered with this firm since 11/16/2010
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 08/17/2011 - 07/13/2018 | COVINGTON, KY |
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Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.