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Detailed Report
CHRISTOPHER PATRICK CIOFFI
CHRISTOPHER P CIOFFI
CRD#: 5840919
IA
Investment Adviser
B
Broker
FIDELITY PERSONAL AND WORKPLACE ADVISORSCRD#: 288590 100 HOWE DRIVE COVINGTON
COVINGTON, KY 41015
FIDELITY BROKERAGE SERVICES LLCCRD#: 7784 100 HOWE DRIVE
COVINGTON, KY 41015
Registration History
201020122014201620182020202220242026IAFIDELITY PERSONAL AND WORKPLAC... (CRD# 288590)2018 - Present (6 years)BFIDELITY BROKERAGE SERVICES LLC (CRD# 7784)2010 - Present (14 years)IASTRATEGIC ADVISERS LLC (CRD# 104555)2011 - 2018 (6 years)
License(s)

State Registrations

B
Alabama 1/5/2011
B
Nebraska 1/5/2011
B
Alaska 1/5/2011
B
Nevada 1/5/2011
B
Arizona 12/2/2010
B
New Hampshire 1/5/2011
B
Arkansas 1/5/2011
B
New Jersey 12/2/2010
B
California 12/2/2010
B
New Mexico 1/5/2011
B
Colorado 12/2/2010
B
New York 12/2/2010
B
Connecticut 12/2/2010
B
North Carolina 12/6/2010
B
Delaware 1/5/2011
B
North Dakota 2/5/2013
B
District of Columbia 1/5/2011
B
Ohio 1/5/2011
B
Florida 12/2/2010
B
Oklahoma 1/5/2011
B
Georgia 12/2/2010
B
Oregon 1/5/2011
B
Hawaii 1/5/2011
B
Pennsylvania 12/2/2010
B
Idaho 1/5/2011
B
Puerto Rico 2/5/2013
B
Illinois 12/2/2010
B
Rhode Island 1/5/2011
B
Indiana 12/2/2010
B
South Carolina 1/5/2011
B
Iowa 1/5/2011
B
South Dakota 2/5/2013
B
Kansas 1/5/2011
B
Tennessee 2/5/2013
B
Kentucky 11/30/2010
B
Texas 12/2/2010
IA
Kentucky 7/13/2018
IA
Texas 7/13/2018
B
Louisiana 1/5/2011
B
Utah 1/5/2011
B
Maine 1/5/2011
B
Vermont 1/5/2011
B
Maryland 12/2/2010
B
Virgin Islands 1/6/2017
B
Massachusetts 12/2/2010
B
Virginia 12/2/2010
B
Michigan 12/2/2010
B
Washington 12/2/2010
B
Minnesota 12/2/2010
B
West Virginia 1/5/2011
B
Mississippi 1/5/2011
B
Wisconsin 12/2/2010
B
Missouri 12/2/2010
B
Wyoming 1/5/2011
B
Montana 1/5/2011

SRO Registrations

B
 FINRA
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
FIDELITY PERSONAL AND WORKPLACE ADVISORS (CRD#:288590)
100 HOWE DRIVE COVINGTON, COVINGTON, KY 41015
CRESCENT SPRINGS, KY
Registered with this firm since 7/13/2018
B
FIDELITY BROKERAGE SERVICES LLC (CRD#:7784)
100 HOWE DRIVE, COVINGTON, KY 41015
CRESCENT SPRINGS, KY
Registered with this firm since 11/16/2010
Previous Registration(s)
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IA
 08/17/2011 - 07/13/2018 STRATEGIC ADVISERS LLC (CRD#:104555) COVINGTON, KY
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.