Investment Adviser Public Disclosure SECNASAASECNASAASECNASAA
  • Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
< Back to Results
Detailed Report
HEATHER CHRISTINE BANTLE
CRD#: 5840010
IA
Investment Adviser
B
Broker
PARK AVENUE SECURITIES LLCCRD#: 46173 10900 WAYZATA BOULEVARD
SUITE 730
MINNETONKA, MN 55305
Registration History
20122014201620182020202220242026IAPARK AVENUE SECURITIES LLC (CRD# 46173)2014 - Present (11 years)BPARK AVENUE SECURITIES LLC (CRD# 46173)2011 - Present (14 years)
License(s)

State Registrations

B
California 2/24/2015
B
North Dakota 7/11/2024
B
Delaware 6/18/2020
B
Ohio 1/16/2024
B
Florida 3/8/2022
B
Oregon 2/27/2024
B
Illinois 1/17/2024
B
Pennsylvania 6/26/2024
B
Iowa 5/12/2022
B
South Dakota 7/12/2022
B
Kansas 5/12/2023
B
Texas 8/11/2016
B
Minnesota 2/14/2011
B
Utah 3/11/2021
IA
Minnesota 1/9/2014
B
Virginia 5/13/2024
B
Missouri 2/15/2023
B
Washington 2/24/2015
B
New Jersey 7/16/2021
B
Wisconsin 4/29/2015

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
PARK AVENUE SECURITIES LLC (CRD#:46173)
10900 WAYZATA BOULEVARD SUITE 730, MINNETONKA, MN 55305
Minneapolis, MN
Registered with this firm since 1/9/2014
B
PARK AVENUE SECURITIES LLC (CRD#:46173)
10900 WAYZATA BOULEVARD SUITE 730, MINNETONKA, MN 55305
Minneapolis, MN
Registered with this firm since 1/26/2011
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.