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MARK ANDREW THOMPSON
MARK THOMPSON
CRD#: 5839981
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 11025 331 NEWMAN SPRINGS ROAD
BUILDING 1
RED BANK, NJ 07701
Registration History
201220142016201820202022202420262 FIRMS2019 - 2023 (3 years)2 FIRMS2023 - Present (1 year)BPINEBRIDGE SECURITIES LLC (CRD# 5967)2014 - 2019 (4 years)BMORGAN STANLEY (CRD# 149777)2012 - 2014 (2 years)IAMORGAN STANLEY (CRD# 149777)2014 - 2014 (<1 year)
License(s)

State Registrations

B
Alabama 5/19/2023

B
Nebraska 5/19/2023

B
Alaska 5/19/2023

B
Nevada 5/19/2023

B
Arizona 5/19/2023

B
New Hampshire 5/23/2023

B
California 5/19/2023

B
New Jersey 5/19/2023

B
Colorado 5/19/2023

IA
New Jersey 5/19/2023

B
Connecticut 5/19/2023

B
New York 5/19/2023

B
Delaware 5/19/2023

B
North Carolina 5/19/2023

B
Florida 5/19/2023

B
Ohio 5/19/2023

B
Georgia 5/19/2023

B
Oregon 5/19/2023

B
Idaho 5/19/2023

B
Pennsylvania 5/19/2023

B
Illinois 5/19/2023

B
Rhode Island 5/19/2023

B
Indiana 5/19/2023

B
South Carolina 5/19/2023

B
Kentucky 5/19/2023

B
Tennessee 5/19/2023

B
Maine 5/19/2023

B
Texas 5/19/2023

B
Maryland 5/19/2023

IA
Texas 5/19/2023

B
Massachusetts 5/19/2023

B
Utah 5/19/2023

B
Michigan 5/19/2023

B
Vermont 5/19/2023

B
Minnesota 7/18/2023

B
Virginia 5/19/2023

B
Missouri 5/19/2023

B
Washington 5/19/2023

B
Montana 5/19/2023

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:11025)
331 NEWMAN SPRINGS ROAD BUILDING 1, RED BANK, NJ 07701
Registered with this firm since 5/19/2023

B
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC (CRD#:11025)
331 NEWMAN SPRINGS ROAD BUILDING 1, RED BANK, NJ 07701
Registered with this firm since 5/19/2023

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
11/02/2019 - 05/19/2023 WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616) RED BANK, NJ
B
09/25/2019 - 05/19/2023 WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616) RED BANK, NJ
B
07/16/2014 - 06/26/2019 PINEBRIDGE SECURITIES LLC (CRD#:5967) NEW YORK, NY
IA
01/02/2014 - 06/24/2014 MORGAN STANLEY (CRD#:149777) PURCHASE, NY
B
05/07/2012 - 06/24/2014 MORGAN STANLEY (CRD#:149777) PURCHASE, NY
For additional information about investment advisers or broker-dealers, please visit
B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.