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Alexander Dong-Shik Lee
DONG-SHIK LEE
CRD#: 5837823
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Investment Adviser
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Previous Broker
TLG ADVISORS, INC.CRD#: 111052 500 N Central Avenue, Suite 930
Glendale, CA 91203
Registration History
201020122014201620182020202220242026IATLG ADVISORS, INC. (CRD# 111052)2023 - Present (1 year)BNYLIFE SECURITIES LLC (CRD# 5167)2010 - 2015 (4 years)IAEAGLE STRATEGIES LLC (CRD# 110826)2011 - 2015 (3 years)
License(s)

State Registrations

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California 12/20/2023

Current Registration(s)
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TLG ADVISORS, INC. (CRD#:111052)
500 N Central Avenue, Suite 930, Glendale, CA 91203
Registered with this firm since 12/20/2023

Previous Registration(s)
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12/19/2011 - 03/19/2015 EAGLE STRATEGIES LLC (CRD#:110826) ADDISON, TX
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09/10/2010 - 03/19/2015 NYLIFE SECURITIES LLC (CRD#:5167) NEW YORK, NY
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Broker
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Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.