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SETH CHRISTIAN BERGEN
Seth Bergen
CRD#: 5837745
IA
Investment Adviser
B
Broker
FIDELITY PERSONAL AND WORKPLACE ADVISORSCRD#: 288590 1901 TOWNE CENTRE BOULEVARD
ANNAPOLIS, MD 21401
FIDELITY BROKERAGE SERVICES LLCCRD#: 7784 1901 TOWNE CENTRE BOULEVARD
ANNAPOLIS, MD 21401
Registration History
20142015201620172018201920202021202220232024202520262 FIRMS2016 - 2019 (3 years)2 FIRMS2019 - 2020 (<1 year)2 FIRMS2020 - Present (4 years)BSAGEPOINT FINANCIAL, INC. (CRD# 133763)2014 - 2016 (1 year)IASAGEPOINT FINANCIAL, INC. (CRD# 133763)2015 - 2016 (<1 year)
License(s)

State Registrations

B
Alabama 2/5/2024

B
Minnesota 10/29/2024

B
California 2/12/2021

B
New Jersey 2/12/2021

B
Colorado 7/8/2022

B
New York 2/12/2021

B
Delaware 1/13/2021

B
North Carolina 2/12/2021

B
District of Columbia 2/12/2021

B
Oregon 3/4/2022

B
Florida 2/5/2021

B
Pennsylvania 2/12/2021

B
Hawaii 3/4/2022

B
South Carolina 1/19/2021

B
Illinois 9/9/2022

IA
Texas 3/12/2021

B
Kentucky 5/3/2024

B
Texas 3/4/2022

B
Maine 9/9/2022

B
Virginia 1/13/2021

B
Maryland 9/9/2020

B
Washington 2/12/2021

IA
Maryland 9/11/2020

B
West Virginia 2/12/2021

B
Massachusetts 7/19/2024

SRO Registrations

B
FINRA

B
New York Stock Exchange

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Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
FIDELITY PERSONAL AND WORKPLACE ADVISORS (CRD#:288590)
1901 TOWNE CENTRE BOULEVARD, ANNAPOLIS, MD 21401
Registered with this firm since 9/11/2020

B
FIDELITY BROKERAGE SERVICES LLC (CRD#:7784)
1901 TOWNE CENTRE BOULEVARD, ANNAPOLIS, MD 21401
ODENTON, MD
Registered with this firm since 8/3/2020

Previous Registration(s)
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IA
10/17/2019 - 06/03/2020 GLASS JACOBSON FINANCIAL GROUP (CRD#:120141) OWINGS MILLS, MD
B
11/01/2019 - 06/03/2020 TRIAD ADVISORS LLC (CRD#:25803) OWINGS MILLS, MD
IA
10/12/2016 - 10/11/2019 CLIENT ONE SECURITIES LLC (CRD#:152974) Owings Mills, MD
B
10/17/2016 - 10/11/2019 CLIENT ONE SECURITIES LLC (CRD#:152974) Owings Mills, MD
IA
03/26/2015 - 01/12/2016 SAGEPOINT FINANCIAL, INC. (CRD#:133763) BALTIMORE, MD
B
05/05/2014 - 01/12/2016 SAGEPOINT FINANCIAL, INC. (CRD#:133763) BALTIMORE, MD
For additional information about investment advisers or broker-dealers, please visit
B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.