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DOMENICO DIMAIO
DOMENICO ANTHONY DI MAIO, DOMENICO DI MAIO, DOMENICO A DIMAIO
CRD#: 5837742
IA
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WELLS FARGO ADVISORSCRD#: 19616 1077 ROUTE 46
PARSIPPANY, NJ 07054
PARSIPPANY, NJ 07054
0
Disclosures
14
Years of Experience
View By:
State Registrations
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Connecticut 12/3/2020
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New Jersey 12/3/2020
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Delaware 12/3/2020
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New York 12/3/2020
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Florida 12/3/2020
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North Carolina 12/3/2020
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Minnesota 11/15/2023
B
Pennsylvania 2/2/2023
B
Mississippi 12/3/2020
B
South Carolina 1/23/2023
B
New Jersey 12/3/2020
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Vermont 6/28/2024
SRO Registrations
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View Exams Passed by the individual in the detailed report
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Registered with this firm since 12/3/2020
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Registered with this firm since 12/3/2020
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 05/22/2015 - 12/09/2020 | FRANKLIN, NJ | |
B | 05/21/2015 - 12/09/2020 | FRANKLIN, NJ | |
IA | 11/24/2014 - 05/15/2015 | WEST ORANGE, NJ | |
B | 11/24/2014 - 05/15/2015 | WEST ORANGE, NJ | |
IA | 08/31/2011 - 11/11/2014 | WAYNE, NJ | |
B | 08/31/2011 - 11/11/2014 | WAYNE, NJ | |
IA | 11/15/2010 - 06/27/2011 | FAIRFIELD, NJ | |
B | 09/10/2010 - 06/27/2011 | FAIRFIELD, NJ |
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Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.