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KOURTNEY LYN CLARKE
KOURTNEY CLARKE, Kourtney Lyn Clarke
CRD#: 5836477
IA
Investment Adviser
B
Broker
FIDELITY PERSONAL AND WORKPLACE ADVISORSCRD#: 288590 BRANCHBURG, NJ
FIDELITY BROKERAGE SERVICES LLCCRD#: 7784 BRANCHBURG, NJ
Registration History
201220142016201820202022202420262 FIRMS2016 - 2018 (2 years)2 FIRMS2019 - 2020 (<1 year)2 FIRMS2021 - Present (3 years)BMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)2012 - 2016 (3 years)IAMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)2013 - 2016 (3 years)
License(s)

State Registrations

B
Alabama 8/12/2021

B
Nevada 8/12/2021

B
Alaska 8/12/2021

B
New Hampshire 8/12/2021

B
Arizona 8/12/2021

B
New Jersey 8/12/2021

B
Arkansas 8/12/2021

IA
New Jersey 9/13/2021

B
California 8/12/2021

B
New Mexico 8/12/2021

B
Colorado 8/12/2021

B
New York 8/12/2021

B
Connecticut 8/12/2021

B
North Carolina 8/12/2021

B
Delaware 8/12/2021

B
North Dakota 8/12/2021

B
District of Columbia 8/12/2021

B
Ohio 8/12/2021

B
Florida 8/12/2021

B
Oklahoma 8/12/2021

B
Georgia 8/12/2021

B
Oregon 8/12/2021

B
Hawaii 8/12/2021

B
Pennsylvania 8/12/2021

B
Idaho 8/12/2021

B
Puerto Rico 8/12/2021

B
Illinois 8/12/2021

B
Rhode Island 8/12/2021

B
Indiana 8/12/2021

B
South Carolina 8/12/2021

B
Iowa 8/12/2021

B
South Dakota 8/12/2021

B
Kansas 8/12/2021

B
Tennessee 8/12/2021

B
Kentucky 8/12/2021

B
Texas 8/12/2021

B
Louisiana 8/12/2021

IA
Texas 1/8/2025

B
Maine 8/12/2021

B
Utah 8/12/2021

B
Maryland 8/12/2021

B
Vermont 8/12/2021

B
Massachusetts 8/12/2021

B
Virgin Islands 8/12/2021

B
Michigan 8/12/2021

B
Virginia 8/12/2021

B
Minnesota 8/12/2021

B
Washington 8/12/2021

B
Mississippi 8/12/2021

B
West Virginia 8/12/2021

B
Missouri 8/12/2021

B
Wisconsin 8/12/2021

B
Montana 8/12/2021

B
Wyoming 8/12/2021

B
Nebraska 8/12/2021

SRO Registrations

B
FINRA

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
FIDELITY PERSONAL AND WORKPLACE ADVISORS (CRD#:288590)
BRANCHBURG, NJ
Registered with this firm since 9/13/2021

B
FIDELITY BROKERAGE SERVICES LLC (CRD#:7784)
BRANCHBURG, NJ
Registered with this firm since 8/12/2021

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
08/02/2019 - 04/29/2020 WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC (CRD#:11025) WARREN, NJ
B
08/01/2019 - 04/29/2020 WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC (CRD#:11025) WARREN, NJ
IA
07/18/2016 - 12/20/2018 MORGAN STANLEY (CRD#:149777) NEW BRUNSWICK, NJ
B
07/18/2016 - 12/20/2018 MORGAN STANLEY (CRD#:149777) NEW BRUNSWICK, NJ
IA
05/23/2013 - 07/15/2016 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) FLORHAM PARK, NJ
B
12/11/2012 - 07/15/2016 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) FLORHAM PARK, NJ
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.