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Steven Johnson
STEVE JOHNSON, STEVEN M JOHNSON, STEVEN Michael JOHNSON, STEVEN JOHNSON
CRD#: 5835720
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J.P. MORGAN SECURITIES LLCCRD#: 79 20441 STATE ROAD 7
BOCA RATON, FL 33498
BOCA RATON, FL 33498
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Disclosures
11
Years of Experience
View By:
State Registrations
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California 10/20/2021
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Nevada 6/4/2024
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Connecticut 6/4/2024
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New Hampshire 6/4/2024
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Florida 4/26/2017
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New Jersey 8/9/2022
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Florida 5/25/2022
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New York 6/28/2022
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Georgia 6/28/2022
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North Carolina 10/12/2023
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Maryland 6/4/2024
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Tennessee 6/5/2024
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Massachusetts 11/19/2021
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Texas 6/4/2024
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Michigan 6/4/2024
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Texas 6/11/2024
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Missouri 10/29/2024
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Virginia 6/4/2024
SRO Registrations
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Registered with this firm since 5/25/2022
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Registered with this firm since 4/26/2017
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
B | 10/01/2012 - 12/31/2013 | CORAL SPRINGS, FL | |
B | 09/10/2010 - 10/01/2012 | DEERFIELD BEACH, FL |
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Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.