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Detailed Report
SAMUEL CLARK MORRIS
CRD#: 5835654
IA
Investment Adviser
B
Broker
MORGAN STANLEYCRD#: 149777 1535 East Primrose Street
Springfield, MO 65804
Registration History
2010201220142016201820202022202420262 FIRMS2012 - Present (13 years)BEDWARD JONES (CRD# 250)2010 - 2012 (1 year)IAEDWARD JONES (CRD# 250)2011 - 2012 (1 year)
License(s)

State Registrations

B
Alabama 1/3/2020
B
Missouri 3/9/2012
B
Arizona 1/10/2019
IA
Missouri 3/9/2012
B
Arkansas 1/23/2014
B
Nebraska 10/5/2020
B
California 7/29/2014
B
Nevada 4/25/2017
B
Colorado 1/28/2015
B
New York 3/9/2023
B
Florida 1/29/2015
B
Ohio 6/11/2013
B
Georgia 1/10/2019
B
Oklahoma 11/16/2021
B
Idaho 1/10/2019
B
Pennsylvania 3/12/2024
B
Illinois 10/21/2014
B
South Carolina 1/10/2019
B
Kansas 2/5/2015
B
Tennessee 1/26/2021
B
Kentucky 4/19/2017
B
Texas 10/31/2017
B
Louisiana 1/8/2020
IA
Texas 4/8/2020
B
Maine 10/4/2022
B
Utah 9/27/2023
B
Maryland 3/30/2022
B
Virginia 1/10/2019
B
Michigan 10/9/2020
B
Washington 1/17/2018
B
Mississippi 1/17/2024

SRO Registrations

B
 FINRA
B
 NYSE American LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MORGAN STANLEY (CRD#:149777)
1535 East Primrose Street, Springfield, MO 65804
Registered with this firm since 3/9/2012
B
MORGAN STANLEY (CRD#:149777)
1535 East Primrose Street, Springfield, MO 65804
Registered with this firm since 3/9/2012
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 01/04/2011 - 02/09/2012 EDWARD JONES (CRD#:250) AUSTIN, TX
B
 12/17/2010 - 02/09/2012 EDWARD JONES (CRD#:250) AUSTIN, TX
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.