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Registration History
2010201220142016201820202022202420262 FIRMS2010 - 2023 (12 years)2 FIRMS2023 - Present (1 year)
Disclosure(s)
View By:
3/18/2013
Customer Dispute
Denied
8/18/2011
Customer Dispute
Denied
License(s)

State Registrations

B
Maryland 5/30/2023

B
South Carolina 5/30/2023

IA
Maryland 5/30/2023

B
Texas 5/30/2023

B
New Jersey 5/30/2023

IA
Texas 5/30/2023

B
North Carolina 5/30/2023

B
Virginia 5/30/2023

B
Ohio 5/30/2023

B
West Virginia 5/30/2023

B
Pennsylvania 5/30/2023

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
LPL FINANCIAL LLC (CRD#:6413)
NEW MARKET, MD
Registered with this firm since 5/30/2023

B
LPL FINANCIAL LLC (CRD#:6413)
NEW MARKET, MD
Registered with this firm since 5/30/2023

Previous Registration(s)
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IA
10/11/2010 - 05/31/2023 EDWARD JONES (CRD#:250) HAGERSTOWN, MD
B
09/27/2010 - 05/31/2023 EDWARD JONES (CRD#:250) HAGERSTOWN, MD
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.