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EDUARDO VERGARA
EDUARDO VERGARA CRUZ
CRD#: 5834779
IA
Investment Adviser
B
Broker
UBS FINANCIAL SERVICES INC.CRD#: 8174 550 BILTMORE WAY
SUITE 1100
CORAL GABLES, FL 33134
Registration History
2002200420062008201020122014201620182020202220242 FIRMS2014 - Present (10 years)BCITIGROUP GLOBAL MARKETS INC. (CRD# 7059)2011 - 2014 (3 years)BCITICORP INVESTMENT SERVICES (CRD# 23988)2001 - 2006 (4 years)IACITIGROUP GLOBAL MARKETS INC. (CRD# 7059)2010 - 2014 (3 years)
License(s)

State Registrations

B
Connecticut 10/5/2022

B
New York 8/4/2014

B
Florida 8/4/2014

B
South Dakota 9/21/2018

IA
Florida 8/5/2014

B
Texas 8/4/2014

B
Nevada 1/27/2020

IA
Texas 8/4/2014

B
New Jersey 10/5/2022

SRO Registrations

B
BOX Exchange LLC

B
Cboe Exchange, Inc.

B
FINRA

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE Chicago, Inc.

B
Nasdaq ISE, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

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Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
UBS FINANCIAL SERVICES INC. (CRD#:8174)
550 BILTMORE WAY SUITE 1100, CORAL GABLES, FL 33134
Miami, FL
Registered with this firm since 8/4/2014

B
UBS FINANCIAL SERVICES INC. (CRD#:8174)
550 BILTMORE WAY SUITE 1100, CORAL GABLES, FL 33134
Miami, FL
Registered with this firm since 8/4/2014

Previous Registration(s)
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IA
10/14/2010 - 08/07/2014 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) MIAMI, FL
B
03/29/2011 - 08/07/2014 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) MIAMI, FL
B
09/28/2001 - 06/30/2006 CITICORP INVESTMENT SERVICES (CRD#:23988) MIAMI, FL
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.