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Detailed Report
SCOTT NELSON MAZUZAN
SCOTT N. MAZUZAN
CRD#: 5834757
IA
Investment Adviser
F L PUTNAM INVESTMENT MANAGEMENT CO.CRD#: 106223 5 Widgery Wharf
4th Floor
PORTLAND, ME 04101
Registration History
201520162017201820192020202120222023202420252026IAF L PUTNAM INVESTMENT MANAGEME... (CRD# 106223)2015 - Present (9 years)IAGOLDMAN FINANCIAL PLANNING, INC. (CRD# 164542)2015 - 2015 (<1 year)
License(s)

State Registrations

IA
Maine 4/13/2015
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Massachusetts 1/11/2016
Current Registration(s)
IA
F L PUTNAM INVESTMENT MANAGEMENT CO. (CRD#:106223)
5 Widgery Wharf 4th Floor, PORTLAND, ME 04101
Registered with this firm since 4/13/2015
Previous Registration(s)
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IA
 09/01/2015 - 12/31/2015 GOLDMAN FINANCIAL PLANNING, INC. (CRD#:164542) FALMOUTH, ME
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Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.