Individual Firm
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DAVID R ANTONOVICH
DAVID ROSS ANTONOVICH
CRD#: 5834714
IA
B
EAGLE STRATEGIES LLCCRD#: 110826 Eden Prairie, MN
NYLIFE SECURITIES LLCCRD#: 5167 Eden Prairie, MN
0
Disclosures
12
Years of Experience
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State Registrations
B
Florida 1/4/2021
IA
Minnesota 4/21/2022
B
Iowa 1/16/2020
B
Texas 9/21/2020
B
Minnesota 1/10/2013
B
Wisconsin 1/16/2020
SRO Registrations
B
View Exams Passed by the individual in the detailed report
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IA
B
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
B | 02/17/2012 - 06/29/2012 | BURNSVILLE, MN | |
IA | 10/29/2010 - 01/03/2011 | MINNEAPOLIS, MN | |
B | 10/04/2010 - 01/03/2011 | MINNEAPOLIS, MN |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.