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Detailed Report
WAIYEE CARMEN WONG
WAIYEE CARMEN AWONG, CARMEN BLAIR, WAIYEE WONG
CRD#: 5833855
IA
Investment Adviser
FOCUS PARTNERS WEALTH, LLCCRD#: 159289 1211 SW 5TH AVENUE SUITE 1200
PORTLAND, OR 97204
Registration History
2014201520162017201820192020202120222023202420252026IAFOCUS PARTNERS WEALTH, LLC (CRD# 159289)2024 - Present (<1 year)IABUCKINGHAM STRATEGIC WEALTH, LLC (CRD# 143323)2020 - 2024 (3 years)IACONFLUENCE WEALTH MANAGEMENT LLC (CRD# 107810)2014 - 2020 (6 years)
License(s)

State Registrations

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Oregon 11/25/2024
Current Registration(s)
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FOCUS PARTNERS WEALTH, LLC (CRD#:159289)
1211 SW 5TH AVENUE SUITE 1200, PORTLAND, OR 97204
Registered with this firm since 7/2/2024
Previous Registration(s)
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 12/23/2020 - 11/14/2024 BUCKINGHAM STRATEGIC WEALTH, LLC (CRD#:143323) PORTLAND, OR
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 06/05/2014 - 12/23/2020 CONFLUENCE WEALTH MANAGEMENT LLC (CRD#:107810) PORTLAND, OR
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Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.