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Detailed Report
JONATHAN THOMAS BLACK
CRD#: 5833827
IA
Investment Adviser
B
Broker
RBC CAPITAL MARKETS, LLCCRD#: 31194 1819 Main Street
Suite 1100
Sarasota, FL 34236-5999
Registration History
201220142016201820202022202420262 FIRMS2012 - Present (12 years)
License(s)

State Registrations

B
Alabama 5/31/2012
B
Montana 5/31/2012
B
Alaska 5/31/2012
B
Nebraska 5/31/2012
B
Arizona 5/31/2012
B
Nevada 5/31/2012
B
Arkansas 5/31/2012
B
New Hampshire 5/31/2012
B
California 4/2/2012
B
New Jersey 5/31/2012
B
Colorado 5/31/2012
B
New Mexico 5/31/2012
B
Connecticut 5/31/2012
B
New York 5/31/2012
B
Delaware 5/31/2012
B
North Carolina 6/1/2012
B
District of Columbia 5/31/2012
B
North Dakota 5/31/2012
B
Florida 1/30/2012
B
Ohio 6/1/2012
IA
Florida 4/3/2012
B
Oklahoma 5/31/2012
B
Georgia 5/31/2012
B
Oregon 5/31/2012
B
Hawaii 5/31/2012
B
Pennsylvania 5/31/2012
B
Idaho 5/31/2012
B
Puerto Rico 5/31/2012
B
Illinois 5/31/2012
B
Rhode Island 5/31/2012
B
Indiana 5/31/2012
B
South Carolina 5/31/2012
B
Iowa 5/31/2012
B
South Dakota 5/31/2012
B
Kansas 5/31/2012
B
Tennessee 6/6/2012
B
Kentucky 5/31/2012
B
Texas 5/31/2012
B
Louisiana 5/31/2012
B
Utah 5/31/2012
B
Maine 5/31/2012
B
Vermont 5/31/2012
B
Maryland 5/31/2012
B
Virgin Islands 5/31/2012
B
Massachusetts 5/31/2012
B
Virginia 5/31/2012
B
Michigan 5/31/2012
B
Washington 5/31/2012
B
Minnesota 5/31/2012
B
West Virginia 5/31/2012
B
Mississippi 5/31/2012
B
Wisconsin 5/31/2012
B
Missouri 5/31/2012
B
Wyoming 5/31/2012

SRO Registrations

B
 BOX Exchange LLC
B
 Cboe BYX Exchange, Inc.
B
 Cboe BZX Exchange, Inc.
B
 Cboe C2 Exchange, Inc.
B
 Cboe EDGA Exchange, Inc.
B
 Cboe EDGX Exchange, Inc.
B
 Cboe Exchange, Inc.
B
 FINRA
B
 Investors' Exchange LLC
B
 Long-Term Stock Exchange, Inc.
B
 MEMX LLC
B
 MIAX PEARL, LLC
B
 NYSE American LLC
B
 NYSE Arca, Inc.
B
 NYSE Chicago, Inc.
B
 NYSE National, Inc.
B
 Nasdaq BX, Inc.
B
 Nasdaq GEMX, LLC
B
 Nasdaq ISE, LLC
B
 Nasdaq PHLX LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
RBC CAPITAL MARKETS, LLC (CRD#:31194)
1819 Main Street Suite 1100, Sarasota, FL 34236-5999
PALM BEACH GARDENS, FL
Registered with this firm since 4/3/2012
B
RBC CAPITAL MARKETS, LLC (CRD#:31194)
1819 Main Street Suite 1100, Sarasota, FL 34236-5999
PALM BEACH GARDENS, FL
Registered with this firm since 1/25/2012
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.