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Detailed Report
DAVID R SPETGANG
DAVID ROSS SPETGANG
CRD#: 5833547
IA
Investment Adviser
B
Broker
JANNEY MONTGOMERY SCOTT LLCCRD#: 463 6000 SAGEMORE DRIVE
SUITE 6201
MARLTON, NJ 08053
Registration History
2010201220142016201820202022202420262 FIRMS2012 - 2015 (3 years)2 FIRMS2016 - Present (9 years)BVANGUARD MARKETING CORPORATION (CRD# 7452)2010 - 2012 (1 year)
License(s)

State Registrations

B
Alaska 3/22/2016
B
Nebraska 3/22/2016
B
Arizona 3/22/2016
B
Nevada 3/22/2016
B
Arkansas 3/22/2016
B
New Hampshire 3/22/2016
B
California 3/22/2016
IA
New Jersey 3/21/2016
B
Colorado 3/22/2016
B
New Jersey 3/22/2016
B
Connecticut 3/22/2016
B
New Mexico 3/22/2016
B
Delaware 3/22/2016
B
New York 3/22/2016
B
District of Columbia 3/22/2016
B
North Carolina 3/22/2016
B
Florida 3/22/2016
B
North Dakota 3/22/2016
B
Georgia 3/22/2016
B
Ohio 3/22/2016
B
Hawaii 3/22/2016
B
Oklahoma 3/22/2016
B
Idaho 3/22/2016
B
Oregon 3/22/2016
B
Illinois 3/22/2016
B
Pennsylvania 3/22/2016
B
Indiana 3/22/2016
B
Rhode Island 3/22/2016
B
Iowa 3/22/2016
B
South Carolina 3/22/2016
B
Kansas 3/22/2016
B
South Dakota 3/22/2016
B
Kentucky 3/22/2016
B
Tennessee 3/22/2016
B
Louisiana 3/22/2016
IA
Texas 3/21/2016
B
Maine 3/22/2016
B
Texas 3/22/2016
B
Maryland 3/22/2016
B
Utah 3/22/2016
B
Massachusetts 3/22/2016
B
Vermont 3/22/2016
B
Michigan 3/22/2016
B
Virginia 3/22/2016
B
Minnesota 3/22/2016
B
Washington 3/22/2016
B
Mississippi 3/22/2016
B
West Virginia 3/22/2016
B
Missouri 3/22/2016
B
Wisconsin 3/22/2016
B
Montana 3/22/2016
B
Wyoming 3/22/2016

SRO Registrations

B
 FINRA
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
B
JANNEY MONTGOMERY SCOTT LLC (CRD#:463)
6000 SAGEMORE DRIVE SUITE 6201, MARLTON, NJ 08053
Voorhees, NJ
Registered with this firm since 3/22/2016
IA
JANNEY MONTGOMERY SCOTT LLC (CRD#:463)
6000 SAGEMORE DRIVE SUITE 6201, MARLTON, NJ 08053
Voorhees, NJ
Registered with this firm since 3/21/2016
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 07/19/2012 - 07/02/2015 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) UNION, NJ
B
 06/27/2012 - 07/02/2015 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) UNION, NJ
B
 08/30/2010 - 05/18/2012 VANGUARD MARKETING CORPORATION (CRD#:7452) MALVERN, PA
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.