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ABRAHAM JAMES ROBERTSON
ABRAHAM ROBERTSON
CRD#: 5833427
IA
Investment Adviser
B
Broker
AMERIPRISE FINANCIAL SERVICES, LLCCRD#: 6363 43155 Main St Ste 2200A
Novi, MI 48375
Registration History
2010201220142016201820202022202420262 FIRMS2013 - 2014 (1 year)2 FIRMS2023 - Present (2 years)BRIVERSOURCE DISTRIBUTORS, INC. (CRD# 139135)2014 - 2023 (8 years)BAMERIPRISE FINANCIAL SERVICES,... (CRD# 6363)2010 - 2012 (2 years)
License(s)

State Registrations

B
Arizona 1/18/2023

B
New Jersey 3/6/2024

B
California 5/17/2023

B
New York 1/18/2023

B
Delaware 1/18/2023

B
North Carolina 1/18/2023

B
Florida 1/18/2023

B
Ohio 1/18/2023

B
Illinois 1/3/2024

B
Oregon 1/18/2023

B
Indiana 1/18/2023

B
South Carolina 1/18/2023

B
Maryland 1/18/2023

B
Tennessee 1/18/2023

B
Massachusetts 1/18/2023

B
Texas 1/18/2023

B
Michigan 1/6/2023

IA
Texas 1/18/2023

IA
Michigan 1/9/2023

B
Virginia 1/18/2023

B
Minnesota 1/18/2023

B
Washington 1/18/2023

B
New Hampshire 6/8/2023

B
Wisconsin 1/18/2023

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
AMERIPRISE FINANCIAL SERVICES, LLC (CRD#:6363)
43155 Main St Ste 2200A, Novi, MI 48375
Beverly Hills, MI
Registered with this firm since 1/9/2023

B
AMERIPRISE FINANCIAL SERVICES, LLC (CRD#:6363)
43155 Main St Ste 2200A, Novi, MI 48375
Beverly Hills, MI
Registered with this firm since 1/6/2023

Previous Registration(s)
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B
12/16/2014 - 01/09/2023 RIVERSOURCE DISTRIBUTORS, INC. (CRD#:139135) MINNEAPOLIS, MN
IA
12/16/2013 - 12/16/2014 AMERIPRISE FINANCIAL SERVICES, INC. (CRD#:6363) WOODBURY, MN
B
01/04/2013 - 12/16/2014 AMERIPRISE FINANCIAL SERVICES, INC. (CRD#:6363) WOODBURY, MN
B
09/14/2010 - 12/06/2012 AMERIPRISE FINANCIAL SERVICES, INC. (CRD#:6363) MINNEAPOLIS, MN
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.