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Kevin Michael Wing
KEVIN M WING
CRD#: 5832926
IA
B
CHARLES SCHWAB & CO., INC.CRD#: 5393 6700 22nd Ave N.
St. Petersburg, FL 33710-5510
St. Petersburg, FL 33710-5510
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Disclosures
11
Years of Experience
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State Registrations
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Alabama 9/3/2021
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Minnesota 9/3/2021
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Alaska 9/3/2021
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Missouri 9/3/2021
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Arizona 9/3/2021
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Montana 5/17/2024
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Arkansas 9/3/2021
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Nebraska 9/3/2021
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California 10/29/2018
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New Jersey 9/3/2021
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Colorado 9/3/2021
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New Mexico 9/3/2021
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Connecticut 9/3/2021
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New York 9/3/2021
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District of Columbia 9/3/2021
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North Carolina 9/3/2021
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Florida 10/29/2018
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North Dakota 9/3/2021
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Florida 10/31/2018
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Ohio 9/3/2021
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Georgia 9/3/2021
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Oregon 9/3/2021
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Hawaii 9/3/2021
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Pennsylvania 9/3/2021
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Illinois 9/3/2021
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Rhode Island 9/3/2021
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Indiana 9/3/2021
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South Carolina 9/3/2021
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Iowa 9/3/2021
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Tennessee 9/3/2021
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Kentucky 9/3/2021
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Texas 9/3/2021
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Louisiana 9/3/2021
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Virginia 9/3/2021
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Maine 9/3/2021
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Washington 9/3/2021
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Maryland 9/3/2021
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West Virginia 9/3/2021
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Massachusetts 9/3/2021
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Wisconsin 9/3/2021
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Michigan 9/3/2021
SRO Registrations
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IA
Registered with this firm since 10/31/2018
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Registered with this firm since 10/29/2018
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
B | 02/09/2022 - 05/19/2024 | St. Petersburg, FL | |
IA | 03/31/2022 - 10/14/2022 | St. Petersburg, FL | |
IA | 12/10/2013 - 10/08/2018 | TAMPA, FL | |
B | 07/22/2013 - 10/08/2018 | TAMPA, FL |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.