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Detailed Report
David Sedrak
CRD#: 5832292
IA
Investment Adviser
B
Broker
MORGAN STANLEYCRD#: 149777 55 South Lake Avenue Pasadena Towers - Tower II
Suite 700
Pasadena, CA 91101
Registration History
2010201220142016201820202022202420262 FIRMS2017 - Present (7 years)BUBS FINANCIAL SERVICES INC. (CRD# 8174)2015 - 2017 (2 years)BFIRST INVESTORS CORPORATION (CRD# 305)2015 - 2015 (<1 year)BBLACKBOOK CAPITAL LLC (CRD# 123234)2014 - 2014 (<1 year)BCHARLES VISTA LLC (CRD# 132650)2010 - 2012 (1 year)BJOHN THOMAS FINANCIAL (CRD# 40982)2010 - 2010 (<1 year)IAUBS FINANCIAL SERVICES INC. (CRD# 8174)2016 - 2017 (1 year)
License(s)

State Registrations

B
Arizona 9/29/2017
B
New Jersey 6/14/2017
B
California 6/14/2017
IA
New Jersey 6/15/2017
IA
California 12/16/2019
B
New York 6/14/2017
B
Colorado 9/29/2017
IA
New York 12/22/2023
B
Connecticut 6/14/2017
B
North Carolina 10/2/2017
B
Delaware 9/29/2017
B
Ohio 10/2/2017
B
District of Columbia 9/29/2017
B
Oregon 10/30/2019
B
Florida 6/14/2017
B
Pennsylvania 9/29/2017
B
Georgia 9/29/2017
B
Puerto Rico 2/6/2024
B
Hawaii 9/29/2017
B
South Carolina 9/29/2017
B
Illinois 9/29/2017
B
Tennessee 11/26/2021
B
Indiana 11/13/2024
B
Texas 6/14/2017
B
Iowa 11/2/2021
IA
Texas 6/14/2017
B
Maryland 9/29/2017
B
Utah 1/25/2019
B
Massachusetts 9/29/2017
B
Vermont 6/14/2017
B
Michigan 9/29/2017
B
Virginia 9/29/2017
B
Minnesota 4/28/2020
B
Washington 9/29/2017
B
Missouri 1/21/2022
B
West Virginia 10/26/2021
B
Nebraska 10/25/2024
B
Wisconsin 9/29/2017
B
Nevada 9/29/2017
B
Wyoming 12/15/2023
B
New Hampshire 1/18/2023

SRO Registrations

B
 FINRA
B
 NYSE American LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MORGAN STANLEY (CRD#:149777)
55 South Lake Avenue Pasadena Towers - Tower II Suite 700, Pasadena, CA 91101
Dana Point, CA
Registered with this firm since 6/14/2017
B
MORGAN STANLEY (CRD#:149777)
55 South Lake Avenue Pasadena Towers - Tower II Suite 700, Pasadena, CA 91101
Dana Point, CA
Registered with this firm since 6/14/2017
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 04/28/2016 - 06/13/2017 UBS FINANCIAL SERVICES INC. (CRD#:8174) NEW YORK, NY
B
 06/29/2015 - 06/13/2017 UBS FINANCIAL SERVICES INC. (CRD#:8174) NEW YORK, NY
B
 03/04/2015 - 04/07/2015 FIRST INVESTORS CORPORATION (CRD#:305) NANUET, NY
B
 03/31/2014 - 06/19/2014 BLACKBOOK CAPITAL LLC (CRD#:123234)
FINRA expelled the firm on 06/28/2016
HILLSIDE, NJ
B
 10/05/2010 - 04/30/2012 CHARLES VISTA LLC (CRD#:132650)
FINRA expelled the firm on 01/02/2014
NEW YORK, NY
B
 08/11/2010 - 09/24/2010 JOHN THOMAS FINANCIAL (CRD#:40982)
FINRA expelled the firm on 10/31/2013
NEW YORK, NY
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.