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JEFFREY THOMAS FREDERICKSON
JEFF FREDERICKSON, Jeffrey Frederickson
CRD#: 5831062
IA
Investment Adviser
B
Broker
UBS FINANCIAL SERVICES INC.CRD#: 8174 355 Santana Row
Suite 2050
SAN JOSE, CA 95128
Registration History
201320142015201620172018201920202021202220232024202520262 FIRMS2013 - 2018 (4 years)2 FIRMS2018 - Present (7 years)
License(s)

State Registrations

B
Arizona 2/14/2018

B
Montana 4/12/2024

B
California 2/14/2018

B
Nevada 2/14/2018

IA
California 2/15/2018

IA
Nevada 7/10/2023

B
Colorado 4/7/2020

B
New York 2/14/2018

B
Connecticut 9/2/2024

B
North Carolina 8/2/2022

B
Florida 10/28/2019

B
Ohio 11/6/2023

B
Hawaii 2/14/2018

B
Oklahoma 2/21/2025

B
Idaho 2/14/2018

B
Oregon 2/14/2018

B
Illinois 2/14/2018

B
Tennessee 3/15/2019

B
Indiana 1/24/2019

B
Texas 2/14/2018

B
Iowa 2/14/2018

IA
Texas 2/14/2018

B
Massachusetts 2/14/2018

B
Utah 3/2/2023

B
Michigan 5/10/2024

B
Virginia 7/1/2020

B
Missouri 3/22/2022

B
Washington 2/14/2018

SRO Registrations

B
BOX Exchange LLC

B
Cboe Exchange, Inc.

B
FINRA

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE Chicago, Inc.

B
Nasdaq ISE, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
UBS FINANCIAL SERVICES INC. (CRD#:8174)
355 Santana Row Suite 2050, SAN JOSE, CA 95128
Austin, TX
Registered with this firm since 2/14/2018

B
UBS FINANCIAL SERVICES INC. (CRD#:8174)
355 Santana Row Suite 2050, SAN JOSE, CA 95128
Austin, TX
Registered with this firm since 2/14/2018

Previous Registration(s)
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IA
10/07/2013 - 02/15/2018 WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616) SAN JOSE, CA
B
09/10/2013 - 02/15/2018 WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616) SAN JOSE, CA
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.