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TOMOKAZU MAQUILING KUWAMOTO
TOMMY KUWAMOTO
CRD#: 5830825
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 1560 VAN NESS AVE
SAN FRANCISCO, CA 94109
Registration History
2010201220142016201820202022202420262 FIRMS2012 - 2016 (3 years)2 FIRMS2016 - Present (8 years)BCHASE INVESTMENT SERVICES CORP. (CRD# 25574)2010 - 2012 (2 years)IACHASE INVESTMENT SERVICES CORP. (CRD# 25574)2012 - 2012 (<1 year)
License(s)

State Registrations

B
California 7/29/2016

B
Texas 6/30/2021

IA
California 7/29/2016

IA
Texas 6/30/2021

B
Hawaii 8/8/2024

B
Washington 12/18/2024

B
New York 3/18/2020

SRO Registrations

B
Cboe Exchange, Inc.

B
FINRA

B
NYSE American LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
1560 VAN NESS AVE, SAN FRANCISCO, CA 94109
Registered with this firm since 7/29/2016

B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
1560 VAN NESS AVE, SAN FRANCISCO, CA 94109
Registered with this firm since 7/29/2016

Previous Registration(s)
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IA
10/01/2012 - 08/09/2016 J.P. MORGAN SECURITIES LLC (CRD#:79) MOUNTAIN VIEW, CA
B
10/01/2012 - 08/09/2016 J.P. MORGAN SECURITIES LLC (CRD#:79) MOUNTAIN VIEW, CA
IA
08/02/2012 - 10/01/2012 CHASE INVESTMENT SERVICES CORP. (CRD#:25574) MOUNTAIN VIEW, CA
B
08/25/2010 - 10/01/2012 CHASE INVESTMENT SERVICES CORP. (CRD#:25574) MOUNTAIN VIEW, CA
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.