• Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
JONATHAN ALAND LUKE
JONATHAN Aland LUKE, Jonathan Luke, JONATHAN YEE
CRD#: 5830797
IA
Investment Adviser
B
Broker
FIDELITY PERSONAL AND WORKPLACE ADVISORSCRD#: 288590 LYNNWOOD, WA
FIDELITY BROKERAGE SERVICES LLCCRD#: 7784 LYNNWOOD, WA
Registration History
2010201220142016201820202022202420262 FIRMS2014 - 2016 (1 year)2 FIRMS2016 - 2021 (5 years)2 FIRMS2021 - Present (3 years)BPRINCOR FINANCIAL SERVICES COR... (CRD# 1137)2012 - 2014 (1 year)BCHASE INVESTMENT SERVICES CORP. (CRD# 25574)2010 - 2012 (1 year)
License(s)

State Registrations

B
California 1/4/2025

IA
Texas 4/5/2023

B
Idaho 1/4/2025

B
Washington 12/1/2021

B
Oregon 1/4/2025

IA
Washington 12/20/2021

SRO Registrations

B
FINRA

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
FIDELITY PERSONAL AND WORKPLACE ADVISORS (CRD#:288590)
LYNNWOOD, WA
49 NORTH 400 WEST, SALT LAKE CITY, UT 84101
Registered with this firm since 12/20/2021

B
FIDELITY BROKERAGE SERVICES LLC (CRD#:7784)
LYNNWOOD, WA
10500 NE 8TH STREET-STE 100 BELLEVUE PLACE, BELLEVUE, WA 98004
Registered with this firm since 12/1/2021

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
02/24/2016 - 10/07/2021 AMERIPRISE FINANCIAL SERVICES, LLC (CRD#:6363) SEATTLE, WA
B
02/24/2016 - 10/07/2021 AMERIPRISE FINANCIAL SERVICES, LLC (CRD#:6363) SEATTLE, WA
IA
04/30/2014 - 01/13/2016 PLANMEMBER SECURITIES CORPORATION (CRD#:11869) Lynnwood, WA
B
04/11/2014 - 01/13/2016 PLANMEMBER SECURITIES CORPORATION (CRD#:11869) Lynnwood, WA
B
08/16/2012 - 04/07/2014 PRINCOR FINANCIAL SERVICES CORPORATION (CRD#:1137) SEATTLE, WA
B
08/24/2010 - 05/11/2012 CHASE INVESTMENT SERVICES CORP. (CRD#:25574) SEATTLE, WA
For additional information about investment advisers or broker-dealers, please visit
B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.