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Alexandria Nguyen-Kuwamoto
ALEXANDRIA PHI ANH NGUYEN, ALEX NGUYEN-KUWAMOTO, ALEXANDRIA P A NGUYEN-KUWAMOTO, Alexandria PhiAnh Nguyen, Alexandria Phi Anh Nguyen-Kuwamoto
CRD#: 5830783
IA
Investment Adviser
B
Broker
J.P. MORGAN SECURITIES LLCCRD#: 79 Daly City, CA
Registration History
201020122014201620182020202220242026IAJ.P. MORGAN SECURITIES LLC (CRD# 79)2024 - Present (1 year)BJ.P. MORGAN SECURITIES LLC (CRD# 79)2023 - Present (1 year)IAJ.P. MORGAN PRIVATE WEALTH ADV... (CRD# 108559)2022 - Present (2 years)BFIRST REPUBLIC SECURITIES COMP... (CRD# 105108)2022 - 2023 (<1 year)BFIDELITY BROKERAGE SERVICES LLC (CRD# 7784)2019 - 2022 (2 years)BJ.P. MORGAN SECURITIES LLC (CRD# 79)2012 - 2013 (1 year)BCHASE INVESTMENT SERVICES CORP. (CRD# 25574)2010 - 2012 (2 years)IAFIDELITY PERSONAL AND WORKPLAC... (CRD# 288590)2020 - 2022 (2 years)
License(s)

State Registrations

B
Alabama 9/29/2023

B
Nebraska 9/29/2023

B
Alaska 9/29/2023

B
Nevada 9/29/2023

B
Arizona 9/29/2023

B
New Hampshire 9/29/2023

B
Arkansas 9/29/2023

B
New Jersey 9/29/2023

IA
California 10/31/2022

B
New Mexico 9/29/2023

B
California 9/29/2023

B
New York 9/29/2023

B
Colorado 9/29/2023

B
North Carolina 9/29/2023

B
Connecticut 9/29/2023

B
North Dakota 9/29/2023

B
Delaware 9/29/2023

B
Ohio 9/29/2023

B
District of Columbia 9/29/2023

B
Oklahoma 9/29/2023

B
Florida 9/29/2023

B
Oregon 9/29/2023

B
Georgia 9/29/2023

B
Pennsylvania 9/29/2023

B
Hawaii 9/29/2023

B
Puerto Rico 5/23/2024

B
Idaho 9/29/2023

B
Rhode Island 9/29/2023

B
Illinois 9/29/2023

B
South Carolina 9/29/2023

B
Indiana 9/29/2023

B
South Dakota 9/29/2023

B
Iowa 9/29/2023

B
Tennessee 9/29/2023

B
Kansas 9/29/2023

B
Texas 9/29/2023

B
Kentucky 9/29/2023

IA
Texas 2/7/2024

B
Louisiana 9/29/2023

B
Utah 9/29/2023

B
Maine 9/29/2023

B
Vermont 9/29/2023

B
Maryland 9/29/2023

B
Virgin Islands 5/23/2024

B
Massachusetts 9/29/2023

B
Virginia 9/29/2023

B
Michigan 9/29/2023

B
Washington 9/29/2023

B
Minnesota 9/29/2023

B
West Virginia 9/29/2023

B
Mississippi 9/29/2023

B
Wisconsin 9/29/2023

B
Missouri 9/29/2023

B
Wyoming 9/29/2023

B
Montana 9/29/2023

SRO Registrations

B
BOX Exchange LLC

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe C2 Exchange, Inc.

B
Cboe EDGA Exchange, Inc.

B
Cboe EDGX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Investors' Exchange LLC

B
Long-Term Stock Exchange, Inc.

B
MEMX LLC

B
MIAX Emerald, LLC

B
MIAX PEARL, LLC

B
MIAX Sapphire

B
Miami International Securities Exchange, LLC

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE Chicago, Inc.

B
NYSE National, Inc.

B
Nasdaq BX, Inc.

B
Nasdaq GEMX, LLC

B
Nasdaq ISE, LLC

B
Nasdaq MRX, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
J.P. MORGAN SECURITIES LLC (CRD#:79)
Daly City, CA
1 Front Street, San Francisco, CA 94111
Registered with this firm since 2/7/2024

B
J.P. MORGAN SECURITIES LLC (CRD#:79)
Daly City, CA
1 Front Street, San Francisco, CA 94111
Registered with this firm since 9/29/2023

IA
J.P. MORGAN PRIVATE WEALTH ADVISORS LLC (CRD#:108559)
111 Pine St, San Francisco, CA 94111
Registered with this firm since 10/31/2022

Previous Registration(s)
th hidden textth hidden textNameLocation
B
10/31/2022 - 09/29/2023 FIRST REPUBLIC SECURITIES COMPANY, LLC (CRD#:105108) San Francisco, CA
IA
02/06/2020 - 11/01/2022 FIDELITY PERSONAL AND WORKPLACE ADVISORS (CRD#:288590) SAN FRANCISCO, CA
B
12/04/2019 - 10/28/2022 FIDELITY BROKERAGE SERVICES LLC (CRD#:7784) BURLINGAME, CA
B
10/01/2012 - 12/31/2013 J.P. MORGAN SECURITIES LLC (CRD#:79) SAN FRANCISCO, CA
B
08/23/2010 - 10/01/2012 CHASE INVESTMENT SERVICES CORP. (CRD#:25574) SAN FRANCISCO,, CA
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Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.