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Detailed Report
ROSS MARINONI LAWRENCE
CRD#: 5830683
IA
Investment Adviser
B
Broker
CWM, LLCCRD#: 155344 225 W Austin Boulevard
Nevada, MO 64772
CETERA ADVISOR NETWORKS LLCCRD#: 13572 225 W AUSTIN
NEVADA, MO 64772
Registration History
201220142016201820202022202420262 FIRMS2011 - 2017 (5 years)2 FIRMS2017 - Present (7 years)
License(s)

State Registrations

B
Arizona 4/24/2017
B
Nebraska 4/24/2017
B
Arkansas 4/24/2017
B
Nevada 4/24/2017
B
California 4/24/2017
B
New Jersey 4/24/2017
B
Colorado 4/24/2017
B
New Mexico 4/24/2017
B
Florida 4/24/2017
B
New York 7/12/2017
B
Georgia 4/24/2017
B
North Carolina 5/17/2017
B
Illinois 4/24/2017
B
Ohio 4/24/2017
B
Indiana 4/24/2017
B
Oklahoma 4/24/2017
B
Iowa 4/24/2017
B
Oregon 4/24/2017
B
Kansas 4/24/2017
B
Pennsylvania 4/24/2017
B
Kentucky 1/17/2020
B
South Dakota 11/12/2020
B
Louisiana 4/24/2017
B
Texas 4/24/2017
B
Michigan 4/24/2017
IA
Texas 4/24/2017
B
Minnesota 4/24/2017
B
Virginia 4/24/2017
B
Missouri 4/24/2017
B
Washington 4/24/2017
IA
Missouri 4/24/2017
B
Wisconsin 4/24/2017
B
Montana 4/24/2017

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
B
CETERA ADVISOR NETWORKS LLC (CRD#:13572)
225 W AUSTIN, NEVADA, MO 64772
BENTONVILLE, AR
Registered with this firm since 4/24/2017
IA
CWM, LLC (CRD#:155344)
225 W Austin Boulevard, Nevada, MO 64772
Registered with this firm since 4/24/2017
Previous Registration(s)
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IA
 11/25/2011 - 05/16/2017 LPL FINANCIAL LLC (CRD#:6413) NEVADA, MO
B
 07/26/2011 - 05/16/2017 LPL FINANCIAL LLC (CRD#:6413) NEVADA, MO
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.