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CALEB THOMAS QUICK
CALEB T QUICK
CRD#: 5830117
IA
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MORGAN STANLEYCRD#: 149777 415 Columbia Street
Suite 3100
Lafayette, IN 47901
Suite 3100
Lafayette, IN 47901
0
Disclosures
14
Years of Experience
View By:
State Registrations
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Alabama 3/10/2016
B
Missouri 10/15/2018
B
Alaska 8/29/2022
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Nebraska 7/11/2013
B
Arizona 2/24/2017
B
Nevada 8/3/2020
B
Arkansas 7/23/2015
B
New Jersey 9/26/2017
B
California 7/11/2013
B
New Mexico 7/1/2021
B
Colorado 8/18/2016
B
New York 5/3/2013
B
District of Columbia 3/29/2019
B
North Carolina 8/27/2014
B
Florida 7/11/2013
B
Ohio 7/12/2013
B
Georgia 1/9/2017
B
Oklahoma 1/30/2025
B
Hawaii 7/11/2013
B
Oregon 1/5/2021
B
Idaho 8/8/2022
B
Pennsylvania 5/31/2016
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Illinois 5/3/2013
B
Rhode Island 8/19/2020
B
Indiana 5/3/2013
B
South Carolina 1/4/2023
IA
Indiana 5/3/2013
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Tennessee 8/18/2016
B
Iowa 6/12/2019
B
Texas 5/3/2013
B
Kansas 9/26/2017
IA
Texas 4/23/2020
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Kentucky 8/16/2016
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Utah 9/23/2021
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Maryland 11/11/2015
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Virginia 7/16/2013
B
Massachusetts 6/15/2020
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Washington 7/11/2013
B
Michigan 2/20/2014
B
West Virginia 8/3/2020
B
Minnesota 1/19/2017
B
Wisconsin 7/11/2013
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Mississippi 9/3/2020
SRO Registrations
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IA
Registered with this firm since 5/3/2013
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Registered with this firm since 5/3/2013
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 10/01/2012 - 05/07/2013 | WESTFIELD, IN | |
B | 10/01/2012 - 05/07/2013 | WESTFIELD, IN | |
IA | 06/11/2012 - 10/01/2012 | WESTFIELD, IN | |
B | 06/11/2012 - 10/01/2012 | WESTFIELD, IN | |
IA | 10/01/2010 - 06/01/2012 | INDIANAPOLIS, IN | |
B | 09/10/2010 - 06/01/2012 | INDIANAPOLIS, IN |
INDIANAPOLIS, IN
10/01/2010 - 06/01/2012
INDIANAPOLIS, IN
09/10/2010 - 06/01/2012
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.